# Family Faith & Finance Asset Management

> Family Faith & Finance Asset Management is a state-registered investment advisory firm in Norco, CA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 10, 2025.

- CRD: 144703
- Filed as: FAMILY FAITH & FINANCE ASSET MANAGEMENT
- Legal name: Carpenter JR., Donald, Francis
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Norco, CA
- Filing period: October 2026
- Form ADV filing dated: July 10, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144703
- AdvisorCensus page: https://advisorcensus.com/firm/family-faith-and-finance-asset-management-norco-ca-144703

## Quick answers

**How is Family Faith & Finance Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Family Faith & Finance Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Family Faith & Finance Asset Management located?**
Family Faith & Finance Asset Management's principal office is in Norco, CA, according to its Form ADV.

**Is Family Faith & Finance Asset Management registered with the SEC or a state?**
Family Faith & Finance Asset Management is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 144703.

**How much does Family Faith & Finance Asset Management manage?**
Family Faith & Finance Asset Management reports $972,695 in regulatory assets under management in its Form ADV filing dated July 10, 2025 (100% discretionary).

**What types of clients does Family Faith & Finance Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); high net worth individuals (1).

**Does Family Faith & Finance Asset Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144703

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $972,695
- Discretionary: $972,695
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $845,518 |
| High net worth individuals | 1 | $127,177 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144703

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Family Faith & Finance Asset Management (CRD 144703): Form ADV filing data as of October 2026.