{
  "crd_number": 144703,
  "slug": "family-faith-and-finance-asset-management-norco-ca-144703",
  "primary_business_name": "FAMILY FAITH & FINANCE ASSET MANAGEMENT",
  "legal_name": "CARPENTER JR., DONALD, FRANCIS",
  "dbas": [],
  "city": "Norco",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40140",
  "metro": {
    "cbsa_code": "40140",
    "common_name": "Riverside",
    "msa_name": "Riverside-San Bernardino-Ontario, CA",
    "path": "/advisors/ca/riverside"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2022-11-07",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2025-07-10",
  "carried_forward": false,
  "raum_total": 972695.0,
  "raum_discretionary": 972695.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 845518.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 127177.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "OK"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144703",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "NORCO",
  "url": "https://advisorcensus.com/firm/family-faith-and-finance-asset-management-norco-ca-144703",
  "display_name": "Family Faith & Finance Asset Management",
  "summary": "Family Faith & Finance Asset Management is a state-registered investment advisory firm in Norco, CA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 10, 2025.",
  "citation": "AdvisorCensus. Family Faith & Finance Asset Management (CRD 144703): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Family Faith & Finance Asset Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Family Faith & Finance Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Family Faith & Finance Asset Management located?",
      "a": "Family Faith & Finance Asset Management's principal office is in Norco, CA, according to its Form ADV."
    },
    {
      "q": "Is Family Faith & Finance Asset Management registered with the SEC or a state?",
      "a": "Family Faith & Finance Asset Management is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 144703."
    },
    {
      "q": "How much does Family Faith & Finance Asset Management manage?",
      "a": "Family Faith & Finance Asset Management reports $972,695 in regulatory assets under management in its Form ADV filing dated July 10, 2025 (100% discretionary)."
    },
    {
      "q": "What types of clients does Family Faith & Finance Asset Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); high net worth individuals (1)."
    },
    {
      "q": "Does Family Faith & Finance Asset Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144703"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/family-faith-and-finance-asset-management-norco-ca-144703.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 845518.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 127177.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144703",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}