# Family Dynasty Advisors LLC

> Family Dynasty Advisors LLC is an SEC-registered investment advisory firm in Lubbock, TX, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 297082
- Filed as: FAMILY DYNASTY ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lubbock, TX
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297082
- AdvisorCensus page: https://advisorcensus.com/firm/family-dynasty-advisors-llc-lubbock-tx-297082

## Quick answers

**How is Family Dynasty Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Family Dynasty Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Family Dynasty Advisors LLC charge?**
Its Form ADV Part 2A brochure dated February 17, 2026 states: Asset-based fee: 0.65% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Family Dynasty Advisors LLC located?**
Family Dynasty Advisors LLC's principal office is in Lubbock, TX, according to its Form ADV.

**Is Family Dynasty Advisors LLC registered with the SEC or a state?**
Family Dynasty Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 297082.

**How much does Family Dynasty Advisors LLC manage?**
Family Dynasty Advisors LLC reports $52,303,496 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (98% discretionary).

**How have Family Dynasty Advisors LLC's assets and staff changed since 2023?**
In the Form ADV data for Family Dynasty Advisors LLC: Regulatory assets under management: $40,105,538 in the October 2023 data and $52,303,496 in the October 2026 data, up 30%. Total employees: 6 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Family Dynasty Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (179); high net worth individuals (178); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does Family Dynasty Advisors LLC use?**
Family Dynasty Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Family Dynasty Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297082

**What changed in Family Dynasty Advisors LLC's recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Asset-based fee: 0.65% of assets a year

> For our investment management services, the firm will charge an annual fee based on a percentage of assets under management, in accordance with the following schedule: Assets Under Management ($) Annual Rate (%) All Assets 0.65%

- Minimum annual fee: $500

> Each client relationship will be assessed a minimum annual fee of $500 if the firm’s applicable annual investment management fee, for the entire client portfolio of accounts, does not exceed the $500 annual minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $52,303,496
- Discretionary: $51,337,089
- Non-discretionary: $966,407

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 179 | $11,540,500 |
| High net worth individuals | 178 | $39,654,362 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $1,108,634 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [familydynastyadvisors.com](https://familydynastyadvisors.com)
- [tacticaladvantageetf.com](https://tacticaladvantageetf.com)
- Facebook @Family-Dynasty-Advisors-LLC-102177871578697
- LinkedIn @mike-caffey-mba-cpwa®-0036a076

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $40,105,538 | 6 | July 25, 2023 |
| October 2024 | $42,410,692 | 5 | June 21, 2024 |
| October 2025 | $48,121,909 | 3 | January 29, 2025 |
| October 2026 | $52,303,496 | 3 | February 17, 2026 |

Regulatory assets under management: $40,105,538 in the October 2023 data and $52,303,496 in the October 2026 data, up 30%.
Total employees: 6 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Family Dynasty Advisors LLC (CRD 297082): Form ADV filing data as of October 2026.