{
  "crd_number": 297082,
  "slug": "family-dynasty-advisors-llc-lubbock-tx-297082",
  "primary_business_name": "FAMILY DYNASTY ADVISORS LLC",
  "legal_name": "FAMILY DYNASTY ADVISORS LLC",
  "dbas": [],
  "city": "Lubbock",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "31180",
  "metro": {
    "cbsa_code": "31180",
    "common_name": "Lubbock",
    "msa_name": "Lubbock, TX",
    "path": "/advisors/tx/lubbock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-03-20",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-17",
  "carried_forward": false,
  "raum_total": 52303496.0,
  "raum_discretionary": 51337089.0,
  "raum_non_discretionary": 966407.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 11540500.0,
      "count": 179
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 1108634.0,
      "count": 10
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 39654362.0,
      "count": 178
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://facebook.com/Family-Dynasty-Advisors-LLC-102177871578697",
    "https://familydynastyadvisors.com",
    "https://linkedin.com/in/mike-caffey-mba-cpwa%C2%AE-0036a076",
    "https://tacticaladvantageetf.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297082",
  "city_as_filed": "LUBBOCK",
  "url": "https://advisorcensus.com/firm/family-dynasty-advisors-llc-lubbock-tx-297082",
  "display_name": "Family Dynasty Advisors LLC",
  "summary": "Family Dynasty Advisors LLC is an SEC-registered investment advisory firm in Lubbock, TX, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.",
  "citation": "AdvisorCensus. Family Dynasty Advisors LLC (CRD 297082): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Family Dynasty Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Family Dynasty Advisors LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Family Dynasty Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 17, 2026 states: Asset-based fee: 0.65% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Family Dynasty Advisors LLC located?",
      "a": "Family Dynasty Advisors LLC's principal office is in Lubbock, TX, according to its Form ADV."
    },
    {
      "q": "Is Family Dynasty Advisors LLC registered with the SEC or a state?",
      "a": "Family Dynasty Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 297082."
    },
    {
      "q": "How much does Family Dynasty Advisors LLC manage?",
      "a": "Family Dynasty Advisors LLC reports $52,303,496 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (98% discretionary)."
    },
    {
      "q": "How have Family Dynasty Advisors LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Family Dynasty Advisors LLC: Regulatory assets under management: $40,105,538 in the October 2023 data and $52,303,496 in the October 2026 data, up 30%. Total employees: 6 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Family Dynasty Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (179); high net worth individuals (178); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does Family Dynasty Advisors LLC use?",
      "a": "Family Dynasty Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Family Dynasty Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297082"
    },
    {
      "q": "What changed in Family Dynasty Advisors LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 40105538.0,
      "total_employees": 6,
      "filing_date": "2023-07-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 42410692.0,
      "total_employees": 5,
      "filing_date": "2024-06-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 48121909.0,
      "total_employees": 3,
      "filing_date": "2025-01-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 52303496.0,
      "total_employees": 3,
      "filing_date": "2026-02-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "0.65% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$500",
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.65% of assets a year"
        ],
        "quotes": [
          "For our investment management services, the firm will charge an annual fee based on a percentage of assets under management, in accordance with the following schedule: Assets Under Management ($) Annual Rate (%) All Assets 0.65%"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $500"
        ],
        "quotes": [
          "Each client relationship will be assessed a minimum annual fee of $500 if the firm’s applicable annual investment management fee, for the entire client portfolio of accounts, does not exceed the $500 annual minimum."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 0.65
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 500.0,
      "planning": []
    },
    "quotes": [
      "For our investment management services, the firm will charge an annual fee based on a percentage of assets under management, in accordance with the following schedule: Assets Under Management ($) Annual Rate (%) All Assets 0.65%",
      "Each client relationship will be assessed a minimum annual fee of $500 if the firm’s applicable annual investment management fee, for the entire client portfolio of accounts, does not exceed the $500 annual minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/family-dynasty-advisors-llc-lubbock-tx-297082.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 179,
      "fewer_than_5": false,
      "raum": 11540500.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 178,
      "fewer_than_5": false,
      "raum": 39654362.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 1108634.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297082",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}