# Fallenbaum CPA & Advisors, LLC

> Fallenbaum CPA & Advisors, LLC is a state-registered investment advisory firm in Plantation, FL, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.

- CRD: 154314
- Filed as: FALLENBAUM CPA & ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Plantation, FL
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154314
- AdvisorCensus page: https://advisorcensus.com/firm/fallenbaum-cpa-and-advisors-llc-plantation-fl-154314

## Quick answers

**How is Fallenbaum CPA & Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fallenbaum CPA & Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fallenbaum CPA & Advisors, LLC located?**
Fallenbaum CPA & Advisors, LLC's principal office is in Plantation, FL, according to its Form ADV.

**Is Fallenbaum CPA & Advisors, LLC registered with the SEC or a state?**
Fallenbaum CPA & Advisors, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154314.

**How much does Fallenbaum CPA & Advisors, LLC manage?**
Fallenbaum CPA & Advisors, LLC reports $7,578,980 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary).

**What types of clients does Fallenbaum CPA & Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (1).

**Does Fallenbaum CPA & Advisors, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154314

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,578,980
- Discretionary: $7,578,980
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $4,165,411 |
| High net worth individuals | 1 | $3,413,569 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154314

### Websites listed on Form ADV (Item 1.I)
- fallenbaumcpa.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fallenbaum CPA & Advisors, LLC (CRD 154314): Form ADV filing data as of October 2026.