{
  "crd_number": 154314,
  "slug": "fallenbaum-cpa-and-advisors-llc-plantation-fl-154314",
  "primary_business_name": "FALLENBAUM CPA & ADVISORS, LLC",
  "legal_name": "FALLENBAUM CPA & ADVISORS, LLC",
  "dbas": [],
  "city": "Plantation",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2010-09-02",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-04-23",
  "carried_forward": false,
  "raum_total": 7578980.0,
  "raum_discretionary": 7578980.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 4165411.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 3413569.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://fallenbaumcpa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154314",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "PLANTATION",
  "url": "https://advisorcensus.com/firm/fallenbaum-cpa-and-advisors-llc-plantation-fl-154314",
  "display_name": "Fallenbaum CPA & Advisors, LLC",
  "summary": "Fallenbaum CPA & Advisors, LLC is a state-registered investment advisory firm in Plantation, FL, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.",
  "citation": "AdvisorCensus. Fallenbaum CPA & Advisors, LLC (CRD 154314): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Fallenbaum CPA & Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fallenbaum CPA & Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Fallenbaum CPA & Advisors, LLC located?",
      "a": "Fallenbaum CPA & Advisors, LLC's principal office is in Plantation, FL, according to its Form ADV."
    },
    {
      "q": "Is Fallenbaum CPA & Advisors, LLC registered with the SEC or a state?",
      "a": "Fallenbaum CPA & Advisors, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154314."
    },
    {
      "q": "How much does Fallenbaum CPA & Advisors, LLC manage?",
      "a": "Fallenbaum CPA & Advisors, LLC reports $7,578,980 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Fallenbaum CPA & Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (1)."
    },
    {
      "q": "Does Fallenbaum CPA & Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154314"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/fallenbaum-cpa-and-advisors-llc-plantation-fl-154314.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 4165411.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": false,
      "raum": 3413569.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154314",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}