# Falcone Investments LLC

> Falcone Investments LLC is a state-registered investment advisory firm in Pennington, NJ, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 325587
- Filed as: FALCONE INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pennington, NJ
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/325587
- AdvisorCensus page: https://advisorcensus.com/firm/falcone-investments-llc-pennington-nj-325587

## Quick answers

**How is Falcone Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Falcone Investments LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Falcone Investments LLC located?**
Falcone Investments LLC's principal office is in Pennington, NJ, according to its Form ADV.

**Is Falcone Investments LLC registered with the SEC or a state?**
Falcone Investments LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 325587.

**How much does Falcone Investments LLC manage?**
Falcone Investments LLC reports $400,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**What types of clients does Falcone Investments LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Falcone Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/325587

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $400,000
- Discretionary: $400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $400,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Falcone Investments LLC (CRD 325587): Form ADV filing data as of October 2026.