# Falcon Investment Advisors, LLC

> Falcon Investment Advisors, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 161548
- Filed as: FALCON INVESTMENT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161548
- AdvisorCensus page: https://advisorcensus.com/firm/falcon-investment-advisors-llc-boston-ma-161548

## Quick answers

**How is Falcon Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Falcon Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Falcon Investment Advisors, LLC located?**
Falcon Investment Advisors, LLC's principal office is in Boston, MA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Falcon Investment Advisors, LLC registered with the SEC or a state?**
Falcon Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161548.

**How much does Falcon Investment Advisors, LLC manage?**
Falcon Investment Advisors, LLC reports $3,270,478,250 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Falcon Investment Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Falcon Investment Advisors, LLC: Regulatory assets under management: $4,307,012,135 in the October 2021 data and $3,270,478,250 in the October 2026 data, down 24%. Total employees: 51 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Falcon Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (14).

**Does Falcon Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161548

**Does Falcon Investment Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "In general, the minimum investment commitment required of an institutional limited partner to participate in a Falcon Fund is $5,000,000; however, the General Partner of each Falcon Fund has discretion to increase, reduce or waive the minimum investment commitment."

**What changed in Falcon Investment Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 21.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> In general, the minimum investment commitment required of an institutional limited partner to participate in a Falcon Fund is $5,000,000; however, the General Partner of each Falcon Fund has discretion to increase, reduce or waive the minimum investment commitment.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,270,478,250
- Discretionary: $3,270,478,250
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 14 | $3,270,478,250 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 33 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- falconinvestments.com/team
- LinkedIn @falconinvestment-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,307,012,135 | 51 | March 30, 2021 |
| October 2022 | $4,488,525,972 | 49 | June 8, 2022 |
| October 2023 | $4,624,371,864 | 51 | March 31, 2023 |
| October 2024 | $4,584,417,612 | 30 | July 12, 2024 |
| October 2025 | $3,475,653,401 | 30 | March 31, 2025 |
| October 2026 | $3,270,478,250 | 33 | March 30, 2026 |

Regulatory assets under management: $4,307,012,135 in the October 2021 data and $3,270,478,250 in the October 2026 data, down 24%.
Total employees: 51 in October 2021 and 33 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 21.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Falcon Investment Advisors, LLC (CRD 161548): Form ADV filing data as of October 2026.