{
  "crd_number": 313337,
  "slug": "faith-investor-services-scottsdale-az-313337",
  "primary_business_name": "FAITH INVESTOR SERVICES",
  "legal_name": "FAITH INVESTOR SERVICES LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-17",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-07-29",
  "carried_forward": false,
  "raum_total": 279720172.0,
  "raum_discretionary": 276028495.0,
  "raum_non_discretionary": 3691677.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 10,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 40246109.0,
      "count": 223
    },
    "investment_companies": {
      "raum": 178034479.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 61439584.0,
      "count": 27
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IL",
    "MN",
    "MO",
    "NE",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/FaithInvestorServices",
    "https://faithinvestorservices.com",
    "https://linkedin.com/company/faith-investor-services",
    "https://twitter.com/FIS_ETFs"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313337",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/faith-investor-services-scottsdale-az-313337",
  "display_name": "Faith Investor Services",
  "summary": "Faith Investor Services is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.",
  "citation": "AdvisorCensus. Faith Investor Services (CRD 313337): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Faith Investor Services compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Faith Investor Services reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Faith Investor Services located?",
      "a": "Faith Investor Services' principal office is in Scottsdale, AZ, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Faith Investor Services registered with the SEC or a state?",
      "a": "Faith Investor Services is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313337."
    },
    {
      "q": "How much does Faith Investor Services manage?",
      "a": "Faith Investor Services reports $279,720,172 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (99% discretionary)."
    },
    {
      "q": "How have Faith Investor Services' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Faith Investor Services: Regulatory assets under management: $21,601,303 in the October 2021 data and $279,720,172 in the October 2026 data, up 1195%. Total employees: 3 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Faith Investor Services serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (27); investment companies (4)."
    },
    {
      "q": "Which custodians does Faith Investor Services use?",
      "a": "Faith Investor Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Faith Investor Services report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313337"
    },
    {
      "q": "Does Faith Investor Services state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 29, 2026 says: \"In general, we require a $100,000 minimum dollar amount to open and maintain an advisory account; though this too is negotiable.\""
    },
    {
      "q": "What changed in Faith Investor Services' recent Form ADV filings?",
      "a": "In the August 2026 filing data: Added an office in White Bear Lake, MN. No longer lists an office in Scottsdale, AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 21601303.0,
      "total_employees": 3,
      "filing_date": "2021-09-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 24966232.0,
      "total_employees": 4,
      "filing_date": "2022-03-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 49675960.0,
      "total_employees": 2,
      "filing_date": "2023-09-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 110329859.0,
      "total_employees": 7,
      "filing_date": "2024-05-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 196790672.0,
      "total_employees": 6,
      "filing_date": "2025-06-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 279720172.0,
      "total_employees": 10,
      "filing_date": "2026-07-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Added an office in White Bear Lake, MN.",
        "No longer lists an office in Scottsdale, AZ."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Registered or notice-filed in MN."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 6.",
        "Regulatory assets under management went from $196,790,672 to $279,720,172 (+42%).",
        "Added an office in North Charleston, SC."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Changed its office addresses in Scottsdale, AZ."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA, FL, PA, SC, VA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 29, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a $100,000 minimum dollar amount to open and maintain an advisory account; though this too is negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "In general, we require a $100,000 minimum dollar amount to open and maintain an advisory account; though this too is negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/faith-investor-services-scottsdale-az-313337.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 223,
      "fewer_than_5": false,
      "raum": 40246109.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 27,
      "fewer_than_5": false,
      "raum": 61439584.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 4,
      "fewer_than_5": false,
      "raum": 178034479.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313337",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}