{
  "crd_number": 341167,
  "slug": "fairlead-strategies-llc-greenwich-ct-341167",
  "primary_business_name": "FAIRLEAD STRATEGIES LLC",
  "legal_name": "FAIRLEAD STRATEGIES LLC",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-04-03",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-17",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": null,
      "description": "FAMILY OFFICE",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": null,
      "count": 34
    },
    "investment_companies": {
      "raum": null,
      "count": 1
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 41
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 6
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "subscription"
  ],
  "advisory_activities": [
    "educational_seminars",
    "market_timing",
    "other",
    "periodicals_newsletters"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "IL",
    "MA",
    "NY",
    "TX",
    "VA"
  ],
  "websites": [
    "https://fairleadstrategies.com",
    "https://linkedin.com/in/katie-stockton-cmt-92B47B7",
    "https://twitter.com/StocktonKatie"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341167",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/fairlead-strategies-llc-greenwich-ct-341167",
  "display_name": "Fairlead Strategies LLC",
  "summary": "Fairlead Strategies LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated August 17, 2026.",
  "citation": "AdvisorCensus. Fairlead Strategies LLC (CRD 341167): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Subscription fees (for a newsletter or periodical)"
  ],
  "advisory_activity_labels": [
    "Publication of periodicals or newsletters",
    "Market timing services",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Fairlead Strategies LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fairlead Strategies LLC reports these compensation arrangements: subscription fees (for a newsletter or periodical)."
    },
    {
      "q": "How much does Fairlead Strategies LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 17, 2026 states: Subscription: $1,999 a year (Basic Plan); Subscription: $199 a month (Basic Plan); Subscription: $799 a year (A La Carte - ETF Navigator (weekly)); Subscription: $79 a month (A La Carte - ETF Navigator (weekly)); Subscription: $250 a year (Cryptocurrency Compass (weekly)); Subscription: $25 a month (Cryptocurrency Compass (weekly)). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Fairlead Strategies LLC located?",
      "a": "Fairlead Strategies LLC's principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Fairlead Strategies LLC registered with the SEC or a state?",
      "a": "Fairlead Strategies LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341167."
    },
    {
      "q": "What types of clients does Fairlead Strategies LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (41); individuals (other than high net worth individuals) (34); pooled investment vehicles (other than investment companies and business development companies) (6)."
    },
    {
      "q": "Does Fairlead Strategies LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341167"
    },
    {
      "q": "Does Fairlead Strategies LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 17, 2026 says: \"We do not have a minimum asset amount to subscribe to our services.\""
    },
    {
      "q": "What changed in Fairlead Strategies LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $1,999 a year (Basic Plan)",
      "Subscription: $199 a month (Basic Plan)",
      "Subscription: $799 a year (A La Carte - ETF Navigator (weekly))",
      "Subscription: $79 a month (A La Carte - ETF Navigator (weekly))",
      "Subscription: $250 a year (Cryptocurrency Compass (weekly))",
      "Subscription: $25 a month (Cryptocurrency Compass (weekly))"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not have a minimum asset amount to subscribe to our services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $1,999 a year (Basic Plan)"
        ],
        "quotes": [
          "Our research consulting services fees are subscription-based and are billed in advance. Basic Plan - $1,999 annually, or $199 monthly, per user, billed semi-annually or monthly in advance."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $199 a month (Basic Plan)"
        ],
        "quotes": [
          "Our research consulting services fees are subscription-based and are billed in advance. Basic Plan - $1,999 annually, or $199 monthly, per user, billed semi-annually or monthly in advance."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $799 a year (A La Carte - ETF Navigator (weekly))"
        ],
        "quotes": [
          "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $79 a month (A La Carte - ETF Navigator (weekly))"
        ],
        "quotes": [
          "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $250 a year (Cryptocurrency Compass (weekly))"
        ],
        "quotes": [
          "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $25 a month (Cryptocurrency Compass (weekly))"
        ],
        "quotes": [
          "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 1999.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "Basic Plan"
        },
        {
          "kind": "subscription",
          "amount": 199.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Basic Plan"
        },
        {
          "kind": "subscription",
          "amount": 799.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "A La Carte - ETF Navigator (weekly)"
        },
        {
          "kind": "subscription",
          "amount": 79.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "A La Carte - ETF Navigator (weekly)"
        },
        {
          "kind": "subscription",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "Cryptocurrency Compass (weekly)"
        },
        {
          "kind": "subscription",
          "amount": 25.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Cryptocurrency Compass (weekly)"
        }
      ]
    },
    "quotes": [
      "We do not have a minimum asset amount to subscribe to our services.",
      "Our research consulting services fees are subscription-based and are billed in advance. Basic Plan - $1,999 annually, or $199 monthly, per user, billed semi-annually or monthly in advance.",
      "Our research consulting services fees are subscription-based and are billed in advance. Basic Plan - $1,999 annually, or $199 monthly, per user, billed semi-annually or monthly in advance.",
      "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month.",
      "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month.",
      "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month.",
      "A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month; Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year or $9/month."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/fairlead-strategies-llc-greenwich-ct-341167.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 34,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 6,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 41,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341167",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}