{
  "crd_number": 297384,
  "slug": "fairlead-asset-management-llc-greenwich-ct-297384",
  "primary_business_name": "FAIRLEAD ASSET MANAGEMENT LLC",
  "legal_name": "FAIRLEAD ASSET MANAGEMENT LLC",
  "dbas": [
    "FAIRLEAD STRATEGIES"
  ],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-12-14",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-08-05",
  "carried_forward": false,
  "raum_total": 271599260.0,
  "raum_discretionary": 271599260.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 271599260.0,
      "count": 1
    }
  },
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "IL",
    "MA",
    "NE",
    "NY",
    "TX"
  ],
  "websites": [
    "https://fairleadstrategies.com",
    "https://linkedin.com/IN/KATIE-STOCKTON-CMT-92B47B7",
    "https://twitter.com/StocktonKatie"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297384",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/fairlead-asset-management-llc-greenwich-ct-297384",
  "display_name": "Fairlead Asset Management LLC",
  "summary": "Fairlead Asset Management LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.",
  "citation": "AdvisorCensus. Fairlead Asset Management LLC (CRD 297384): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Fairlead Asset Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fairlead Asset Management LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Fairlead Asset Management LLC located?",
      "a": "Fairlead Asset Management LLC's principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Fairlead Asset Management LLC registered with the SEC or a state?",
      "a": "Fairlead Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297384."
    },
    {
      "q": "How much does Fairlead Asset Management LLC manage?",
      "a": "Fairlead Asset Management LLC reports $271,599,260 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Fairlead Asset Management LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Fairlead Asset Management LLC: Regulatory assets under management: $0 in the October 2022 data and $271,599,260 in the October 2026 data. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fairlead Asset Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Fairlead Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297384"
    },
    {
      "q": "What changed in Fairlead Asset Management LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 192000000.0,
      "total_employees": 4,
      "filing_date": "2023-07-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 209000000.0,
      "total_employees": 5,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 215356115.0,
      "total_employees": 4,
      "filing_date": "2025-01-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 271599260.0,
      "total_employees": 4,
      "filing_date": "2026-08-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Fairlead Strategies.",
        "Employees performing advisory functions went from 4 to 3."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Changed its legal name from Fairlead Strategies, LLC to Fairlead Asset Management LLC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $215,356,115 to $271,599,260 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/fairlead-asset-management-llc-greenwich-ct-297384.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 271599260.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297384",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}