# Factory Capital LLC

> Factory Capital LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 341250
- Filed as: FACTORY CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341250
- AdvisorCensus page: https://advisorcensus.com/firm/factory-capital-llc-los-angeles-ca-341250

## Quick answers

**How is Factory Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Factory Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Factory Capital LLC located?**
Factory Capital LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Factory Capital LLC registered with the SEC or a state?**
Factory Capital LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341250.

**How much does Factory Capital LLC manage?**
Factory Capital LLC reports $102,526,166 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does Factory Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (9); corporations or other businesses not listed above (3).

**Which custodians does Factory Capital LLC use?**
Factory Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Factory Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341250

**What changed in Factory Capital LLC's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $0 to $102,526,166.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $102,526,166
- Discretionary: $102,526,166
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $4,226,183 |
| High net worth individuals | 14 | $97,541,400 |
| Corporations or other businesses not listed above | 3 | $758,583 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thefactoryhq.com

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $0 to $102,526,166.

### July 2026
- Registered or notice-filed in GA.

### June 2026
- Changed its legal name from Factory Capital to Factory Capital LLC.
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Factory Capital LLC (CRD 341250): Form ADV filing data as of October 2026.