# F.I.G. Financial Advisory Services, Inc.

> F.I.G. Financial Advisory Services, Inc. is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 105506
- Filed as: F.I.G. FINANCIAL ADVISORY SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oklahoma City, OK
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105506
- AdvisorCensus page: https://advisorcensus.com/firm/f-i-g-financial-advisory-services-inc-oklahoma-city-ok-105506

## Quick answers

**How is F.I.G. Financial Advisory Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), F.I.G. Financial Advisory Services, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is F.I.G. Financial Advisory Services, Inc. located?**
F.I.G. Financial Advisory Services, Inc.'s principal office is in Oklahoma City, OK, according to its Form ADV.

**Is F.I.G. Financial Advisory Services, Inc. registered with the SEC or a state?**
F.I.G. Financial Advisory Services, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 105506.

**How much does F.I.G. Financial Advisory Services, Inc. manage?**
F.I.G. Financial Advisory Services, Inc. reports $162,392,624 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary).

**How have F.I.G. Financial Advisory Services, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for F.I.G. Financial Advisory Services, Inc.: Regulatory assets under management: $127,016,071 in the October 2021 data and $162,392,624 in the October 2026 data, up 28%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does F.I.G. Financial Advisory Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (55).

**Which custodians does F.I.G. Financial Advisory Services, Inc. use?**
F.I.G. Financial Advisory Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does F.I.G. Financial Advisory Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105506

**Does F.I.G. Financial Advisory Services, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 30, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by F.I.G. Financial. All clients are required to execute an agreement for services in order to establish a client arrangement with F.I.G. Financial."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 30, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by F.I.G. Financial. All clients are required to execute an agreement for services in order to establish a client arrangement with F.I.G. Financial.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,392,624
- Discretionary: $162,392,624
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 187 | $51,136,212 |
| High net worth individuals | 55 | $111,256,412 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [figfinancial.com](https://figfinancial.com)
- LinkedIn @FIGFINANCIAL.COM
- X @FIGFINANCIAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $127,016,071 | 3 | June 11, 2021 |
| October 2022 | $158,291,732 | 3 | March 3, 2022 |
| October 2023 | $137,808,126 | 3 | May 22, 2023 |
| October 2024 | $146,608,619 | 3 | April 23, 2024 |
| October 2025 | $151,756,301 | 3 | January 28, 2025 |
| October 2026 | $162,392,624 | 3 | April 30, 2026 |

Regulatory assets under management: $127,016,071 in the October 2021 data and $162,392,624 in the October 2026 data, up 28%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. F.I.G. Financial Advisory Services, Inc. (CRD 105506): Form ADV filing data as of October 2026.