{ "crd_number": 334968, "slug": "exponent-wealth-llc-orem-ut-334968", "primary_business_name": "EXPONENT WEALTH LLC", "legal_name": "EXPONENT WEALTH LLC", "dbas": [ "CRESCERA WEALTH" ], "city": "Orem", "state": "UT", "country": "United States", "cbsa_code": "39340", "metro": { "cbsa_code": "39340", "common_name": "Provo", "msa_name": "Provo-Orem-Lehi, UT", "path": "/advisors/ut/provo" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-09-01", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-29", "carried_forward": false, "raum_total": 110365945.0, "raum_discretionary": 70966756.0, "raum_non_discretionary": 39399189.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 23717647.0, "count": 67 }, "high_net_worth_individuals": { "raum": 86648298.0, "count": 29 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "LA", "TX", "UT" ], "websites": [ "https://crescerawealth.com", "https://exponentwealth.com", "https://linkedin.com/company/crescera-wealth/about?viewAsMember=true", "https://linkedin.com/company/exponent-wealth-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334968", "city_as_filed": "OREM", "url": "https://advisorcensus.com/firm/exponent-wealth-llc-orem-ut-334968", "display_name": "Exponent Wealth LLC", "summary": "Exponent Wealth LLC is an SEC-registered investment advisory firm in Orem, UT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.", "citation": "AdvisorCensus. Exponent Wealth LLC (CRD 334968): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Exponent Wealth LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Exponent Wealth LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Exponent Wealth LLC located?", "a": "Exponent Wealth LLC's principal office is in Orem, UT, according to its Form ADV." }, { "q": "Is Exponent Wealth LLC registered with the SEC or a state?", "a": "Exponent Wealth LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 334968." }, { "q": "How much does Exponent Wealth LLC manage?", "a": "Exponent Wealth LLC reports $110,365,945 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (64% discretionary)." }, { "q": "What types of clients does Exponent Wealth LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (29)." }, { "q": "Which custodians does Exponent Wealth LLC use?", "a": "Exponent Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Corp and Charles Schwab & Co, Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Exponent Wealth LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334968" }, { "q": "What changed in Exponent Wealth LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Moved from state registration to SEC registration. Registered or notice-filed in CA, CO, LA, TX." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Moved from state registration to SEC registration.", "Registered or notice-filed in CA, CO, LA, TX." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added the business name Crescera Wealth.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Altruist Corp", "name_as_filed": "ALTRUIST CORP", "affiliated": false }, { "name": "Charles Schwab & Co, Inc.", "name_as_filed": "CHARLES SCHWAB & CO, INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/exponent-wealth-llc-orem-ut-334968.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 67, "fewer_than_5": false, "raum": 23717647.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 29, "fewer_than_5": false, "raum": 86648298.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334968", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }