# Executive Services Securities, LLC

> Executive Services Securities, LLC is a state-registered investment advisory firm in Atlanta, GA, registered since 1996, with no regulatory assets under management reported in its Form ADV filing dated February 19, 2026.

- CRD: 25299
- Filed as: EXECUTIVE SERVICES SECURITIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/25299
- AdvisorCensus page: https://advisorcensus.com/firm/executive-services-securities-llc-atlanta-ga-25299

## Quick answers

**How is Executive Services Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Executive Services Securities, LLC reports these compensation arrangements: commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Executive Services Securities, LLC located?**
Executive Services Securities, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Executive Services Securities, LLC registered with the SEC or a state?**
Executive Services Securities, LLC is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 25299.

**Does Executive Services Securities, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/25299

## From the Form ADV filing

### Compensation (Item 5.E)
- Commissions

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 1996 (30 years)
- Employees: 15 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/25299

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Executive Services Securities, LLC (CRD 25299): Form ADV filing data as of October 2026.