# Exchange Traded Concepts, LLC

> Exchange Traded Concepts, LLC is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 151197
- Filed as: EXCHANGE TRADED CONCEPTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oklahoma City, OK
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151197
- AdvisorCensus page: https://advisorcensus.com/firm/exchange-traded-concepts-llc-oklahoma-city-ok-151197

## Quick answers

**How is Exchange Traded Concepts, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Exchange Traded Concepts, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Exchange Traded Concepts, LLC located?**
Exchange Traded Concepts, LLC's principal office is in Oklahoma City, OK, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Exchange Traded Concepts, LLC registered with the SEC or a state?**
Exchange Traded Concepts, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151197.

**How much does Exchange Traded Concepts, LLC manage?**
Exchange Traded Concepts, LLC reports $22,952,324,758 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**How have Exchange Traded Concepts, LLC's assets and staff changed since 2021?**
In the Form ADV data for Exchange Traded Concepts, LLC: Regulatory assets under management: $7,310,979,000 in the October 2021 data and $22,952,324,758 in the October 2026 data, up 214%. Total employees: 17 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Exchange Traded Concepts, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (130).

**Does Exchange Traded Concepts, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151197

**What changed in Exchange Traded Concepts, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $10,174,416,057 to $22,952,324,758 (+126%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $22,952,324,758
- Discretionary: $22,952,324,758
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 130 | $22,952,324,758 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 16 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- exchangetradedconcepts.com
- LinkedIn @exchange-traded-concepts
- LinkedIn @garrett-stevens-b0a21815
- X @ETCETF

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $7,310,979,000 | 17 | July 28, 2021 |
| October 2022 | $8,619,465,000 | 21 | August 19, 2022 |
| October 2023 | $5,687,316,000 | 9 | April 19, 2023 |
| October 2024 | $5,492,604,000 | 15 | March 4, 2024 |
| October 2025 | $10,174,416,057 | 17 | March 4, 2025 |
| October 2026 | $22,952,324,758 | 16 | February 11, 2026 |

Regulatory assets under management: $7,310,979,000 in the October 2021 data and $22,952,324,758 in the October 2026 data, up 214%.
Total employees: 17 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $10,174,416,057 to $22,952,324,758 (+126%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Exchange Traded Concepts, LLC (CRD 151197): Form ADV filing data as of October 2026.