# Exchange Place Advisors, LLC

> Exchange Place Advisors, LLC is an SEC-registered investment advisory firm in Sudbury, MA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 125240
- Filed as: EXCHANGE PLACE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sudbury, MA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125240
- AdvisorCensus page: https://advisorcensus.com/firm/exchange-place-advisors-llc-sudbury-ma-125240

## Quick answers

**How is Exchange Place Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Exchange Place Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Exchange Place Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it); Flat fee: $1,000 to $5,000 (financial planning and consulting services); Hourly rate: $250 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Exchange Place Advisors, LLC located?**
Exchange Place Advisors, LLC's principal office is in Sudbury, MA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Exchange Place Advisors, LLC registered with the SEC or a state?**
Exchange Place Advisors, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 125240.

**How much does Exchange Place Advisors, LLC manage?**
Exchange Place Advisors, LLC reports $379,715,479 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Exchange Place Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Exchange Place Advisors, LLC: Regulatory assets under management: $262,929,898 in the October 2021 data and $379,715,479 in the October 2026 data, up 44%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Exchange Place Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (92).

**Which custodians does Exchange Place Advisors, LLC use?**
Exchange Place Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Exchange Place Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125240

**What changed in Exchange Place Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it)

> The annual fee varies (between 0.20% and 1.00%) depending upon the market value of the assets under management and the type of investment management services to be rendered.

- Flat fee: $1,000 to $5,000 (financial planning and consulting services)

> These fees are negotiable, but generally range from $1,000 to $5,000 on a fixed fee basis and/or $250 on an hourly rate basis, depending upon the level and scope of the services

- Hourly rate: $250 an hour (financial planning and/or consulting services)

> These fees are negotiable, but generally range from $1,000 to $5,000 on a fixed fee basis and/or $250 on an hourly rate basis, depending upon the level and scope of the services

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $379,715,479
- Discretionary: $379,715,479
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 156 | $45,350,496 |
| High net worth individuals | 92 | $333,797,581 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $567,402 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NH, NJ, NY, RI, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Canton, MA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $262,929,898 | 3 | February 17, 2021 |
| October 2022 | $293,153,209 | 3 | March 22, 2022 |
| October 2023 | $270,009,175 | 3 | March 8, 2023 |
| October 2024 | $308,908,738 | 3 | September 30, 2024 |
| October 2025 | $354,041,953 | 3 | March 19, 2025 |
| October 2026 | $379,715,479 | 3 | March 25, 2026 |

Regulatory assets under management: $262,929,898 in the October 2021 data and $379,715,479 in the October 2026 data, up 44%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in SC.

### February 2026
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Exchange Place Advisors, LLC (CRD 125240): Form ADV filing data as of October 2026.