# Excelsior

> Excelsior is a state-registered investment advisory firm in Melville, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 311850
- Filed as: EXCELSIOR
- Legal name: Excelsior Investment Advisors, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Melville, NY
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311850
- AdvisorCensus page: https://advisorcensus.com/firm/excelsior-melville-ny-311850

## Quick answers

**How is Excelsior compensated?**
On its Form ADV (Item 5.E, October 2026), Excelsior reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Excelsior located?**
Excelsior's principal office is in Melville, NY, according to its Form ADV.

**Is Excelsior registered with the SEC or a state?**
Excelsior is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 311850.

**How much does Excelsior manage?**
Excelsior reports $23,881,030 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).

**How have Excelsior's assets and staff changed since 2021?**
In the Form ADV data for Excelsior: Regulatory assets under management: $9,885,403 in the October 2021 data and $23,881,030 in the October 2026 data, up 142%. Total employees: 4 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Excelsior serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (8); individuals (other than high net worth individuals) (5).

**Does Excelsior report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311850

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $23,881,030
- Discretionary: $23,881,030
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $3,447,190 |
| High net worth individuals | 8 | $20,433,840 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- excelsiorim.com
- LinkedIn @excelsiorim

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $9,885,403 | 4 | May 5, 2021 |
| October 2022 | $11,014,100 | 4 | September 2, 2022 |
| October 2023 | $12,245,835 | 4 | September 15, 2023 |
| October 2024 | $15,170,125 | 4 | September 13, 2024 |
| October 2026 | $23,881,030 | 1 | February 24, 2026 |

Regulatory assets under management: $9,885,403 in the October 2021 data and $23,881,030 in the October 2026 data, up 142%.
Total employees: 4 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Excelsior (CRD 311850): Form ADV filing data as of October 2026.