# Evolution Wealth Management Inc.

> Evolution Wealth Management Inc. is an SEC-registered investment advisory firm in Fort Myers, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 307644
- Filed as: EVOLUTION WEALTH MANAGEMENT INC.
- Also doing business as: ANDERSEN WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Myers, FL
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307644
- AdvisorCensus page: https://advisorcensus.com/firm/evolution-wealth-management-inc-fort-myers-fl-307644

## Quick answers

**How is Evolution Wealth Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Evolution Wealth Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Evolution Wealth Management Inc. located?**
Evolution Wealth Management Inc.'s principal office is in Fort Myers, FL, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Evolution Wealth Management Inc. registered with the SEC or a state?**
Evolution Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 307644.

**How much does Evolution Wealth Management Inc. manage?**
Evolution Wealth Management Inc. reports $171,743,835 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Evolution Wealth Management Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Evolution Wealth Management Inc.: Regulatory assets under management: $134,496,082 in the October 2025 data and $171,743,835 in the October 2026 data, up 28%. Total employees: 5 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Evolution Wealth Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (257); high net worth individuals (37).

**Which custodians does Evolution Wealth Management Inc. use?**
Evolution Wealth Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Evolution Wealth Management Inc. report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307644

**Does Evolution Wealth Management Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "We do not require any minimum amount of assets to open or maintain an account."

**What changed in Evolution Wealth Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Added the business name Andersen Wealth, LLC. Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $134,496,082 to $171,743,835 (+28%). Added an office in Marco Island, FL. Added an office in Naples, FL. Added an office in Punta Gorda, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: None

> We do not require any minimum amount of assets to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $171,743,835
- Discretionary: $171,743,835
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 257 | $91,423,372 |
| High net worth individuals | 37 | $80,140,595 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $179,868 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307644

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Marco Island, FL
- Naples, FL
- Punta Gorda, FL

### Websites listed on Form ADV (Item 1.I)
- evolutionretirementservices.com
- evolveswfl.com
- taxfreefortmyers.com
- Facebook @Evolutionretirementservicesinc
- Facebook @ltraulsen
- Instagram @evolutionretirementservices
- LinkedIn @36016067
- LinkedIn @lauren-traulsen-31325241
- YouTube @UCNkK-KreIz1j1zYmorwzF9g

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $134,496,082 | 5 | March 17, 2025 |
| October 2026 | $171,743,835 | 7 | March 11, 2026 |

Regulatory assets under management: $134,496,082 in the October 2025 data and $171,743,835 in the October 2026 data, up 28%.
Total employees: 5 in October 2025 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name Andersen Wealth, LLC.
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $134,496,082 to $171,743,835 (+28%).
- Added an office in Marco Island, FL.
- Added an office in Naples, FL.
- Added an office in Punta Gorda, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Evolution Wealth Management Inc. (CRD 307644): Form ADV filing data as of October 2026.