# Evolution Financial LLC

> Evolution Financial LLC is a state-registered investment advisory firm in Madison, WI, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 289745
- Filed as: EVOLUTION FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289745
- AdvisorCensus page: https://advisorcensus.com/firm/evolution-financial-llc-madison-wi-289745

## Quick answers

**How is Evolution Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Evolution Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Evolution Financial LLC located?**
Evolution Financial LLC's principal office is in Madison, WI, according to its Form ADV.

**Is Evolution Financial LLC registered with the SEC or a state?**
Evolution Financial LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289745.

**How much does Evolution Financial LLC manage?**
Evolution Financial LLC reports $38,798,308 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**What types of clients does Evolution Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does Evolution Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289745

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $38,798,308
- Discretionary: $38,798,308
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $25,842,155 |
| High net worth individuals | 8 | $12,956,153 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $0 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- connect.xyplanningnetwork.com/find-an-advisor/sue-peck-10086
- evolutionfinplan.com
- feeonlynetwork.com/financial-advisor/susan-peck
- napfa.org/firm/39622/24523
- suddenmoney.com/certified-financial-transitionist-directory
- Facebook @evolutionfinplan
- LinkedIn @EVOLUTION-FINANCIAL-LLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Evolution Financial LLC (CRD 289745): Form ADV filing data as of October 2026.