# Evergreen Capital Associates LLC

> Evergreen Capital Associates LLC is an SEC-registered investment advisory firm in Plainsboro, NJ, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 312909
- Filed as: EVERGREEN CAPITAL ASSOCIATES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plainsboro, NJ
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312909
- AdvisorCensus page: https://advisorcensus.com/firm/evergreen-capital-associates-llc-plainsboro-nj-312909

## Quick answers

**How is Evergreen Capital Associates LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Evergreen Capital Associates LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Evergreen Capital Associates LLC located?**
Evergreen Capital Associates LLC's principal office is in Plainsboro, NJ, according to its Form ADV.

**Is Evergreen Capital Associates LLC registered with the SEC or a state?**
Evergreen Capital Associates LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 312909.

**How much does Evergreen Capital Associates LLC manage?**
Evergreen Capital Associates LLC reports $243,646,076 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Evergreen Capital Associates LLC's assets and staff changed since 2021?**
In the Form ADV data for Evergreen Capital Associates LLC: Regulatory assets under management: $203,300,000 in the October 2023 data and $243,646,076 in the October 2026 data, up 20%. Total employees: 34 in October 2023 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Evergreen Capital Associates LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); high net worth individuals (1).

**Does Evergreen Capital Associates LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312909

**What changed in Evergreen Capital Associates LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 15.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $243,646,076
- Discretionary: $243,646,076
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $776,076 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $242,870,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 33 total, 15 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312909

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | April 29, 2021 |
| October 2022 | Not reported | Not reported | March 31, 2022 |
| October 2023 | $203,300,000 | 34 | August 4, 2023 |
| October 2024 | $204,882,000 | 34 | March 22, 2024 |
| October 2025 | $228,994,000 | 34 | March 31, 2025 |
| October 2026 | $243,646,076 | 33 | March 28, 2026 |

Regulatory assets under management: $203,300,000 in the October 2023 data and $243,646,076 in the October 2026 data, up 20%.
Total employees: 34 in October 2023 and 33 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 15.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Evergreen Capital Associates LLC (CRD 312909): Form ADV filing data as of October 2026.