{
  "crd_number": 109698,
  "slug": "evensky-and-katz-foldes-wealth-management-coral-gables-fl-109698",
  "primary_business_name": "EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT",
  "legal_name": "EVENSKY & KATZ, LLC",
  "dbas": [],
  "city": "Coral Gables",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-04-04",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 3209825405.0,
  "raum_discretionary": 3209825405.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 44,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 76173614.0,
      "count": 8
    },
    "individuals": {
      "raum": 141617356.0,
      "count": 402
    },
    "pension_profit_sharing": {
      "raum": 40981228.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 2899987152.0,
      "count": 763
    },
    "corporations_other_businesses": {
      "raum": 51066055.0,
      "count": 11
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "FL",
    "GA",
    "IL",
    "LA",
    "MA",
    "MD",
    "MI",
    "MO",
    "NC",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "VT",
    "WA"
  ],
  "websites": [
    "https://ek-ff.com",
    "https://evensky.com",
    "https://evenskykatz.com",
    "https://facebook.com/evenskykatzfoldes",
    "https://foldesfm.com",
    "https://instagram.com/evenskykatz",
    "https://linkedin.com/company/evensky-&-katz",
    "https://x.com/EvenskyKatz",
    "https://youtube.com/@evenskykatzfoldeswealthman4772"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109698",
  "disclosure_items": [
    {
      "item": "11.B(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?"
    },
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "CORAL GABLES",
  "url": "https://advisorcensus.com/firm/evensky-and-katz-foldes-wealth-management-coral-gables-fl-109698",
  "display_name": "Evensky & KATZ/FOLDES Wealth Management",
  "summary": "Evensky & KATZ/FOLDES Wealth Management is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Evensky & KATZ/FOLDES Wealth Management (CRD 109698): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Evensky & KATZ/FOLDES Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Evensky & KATZ/FOLDES Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Evensky & KATZ/FOLDES Wealth Management located?",
      "a": "Evensky & KATZ/FOLDES Wealth Management's principal office is in Coral Gables, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Evensky & KATZ/FOLDES Wealth Management registered with the SEC or a state?",
      "a": "Evensky & KATZ/FOLDES Wealth Management is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 109698."
    },
    {
      "q": "How much does Evensky & KATZ/FOLDES Wealth Management manage?",
      "a": "Evensky & KATZ/FOLDES Wealth Management reports $3,209,825,405 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary)."
    },
    {
      "q": "How have Evensky & KATZ/FOLDES Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Evensky & KATZ/FOLDES Wealth Management: Regulatory assets under management: $2,366,373,851 in the October 2021 data and $3,209,825,405 in the October 2026 data, up 36%. Total employees: 31 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Evensky & KATZ/FOLDES Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (763); individuals (other than high net worth individuals) (402); corporations or other businesses not listed above (11)."
    },
    {
      "q": "Which custodians does Evensky & KATZ/FOLDES Wealth Management use?",
      "a": "Evensky & KATZ/FOLDES Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Evensky & KATZ/FOLDES Wealth Management report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.B(2) (charge for a listed misdemeanor in the past ten years), 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109698"
    },
    {
      "q": "What changed in Evensky & KATZ/FOLDES Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Registered or notice-filed in NH. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2366373851.0,
      "total_employees": 31,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2741464020.0,
      "total_employees": 35,
      "filing_date": "2022-09-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2640714946.0,
      "total_employees": 38,
      "filing_date": "2023-10-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2895866943.0,
      "total_employees": 38,
      "filing_date": "2024-09-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3134240409.0,
      "total_employees": 38,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3209825405.0,
      "total_employees": 44,
      "filing_date": "2026-03-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 4.",
        "Registered or notice-filed in NH.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/evensky-and-katz-foldes-wealth-management-coral-gables-fl-109698.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 402,
      "fewer_than_5": false,
      "raum": 141617356.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 763,
      "fewer_than_5": false,
      "raum": 2899987152.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 40981228.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 8,
      "fewer_than_5": false,
      "raum": 76173614.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 11,
      "fewer_than_5": false,
      "raum": 51066055.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109698",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}