# Evanson Financial, LLC DBA Evanson Asset Management

> Evanson Financial, LLC DBA Evanson Asset Management is an SEC-registered investment advisory firm, registered since 2026, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 340506
- Filed as: EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT
- Legal name: Evanson Financial, LLC
- Also doing business as: EVANSON ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340506
- AdvisorCensus page: https://advisorcensus.com/firm/evanson-financial-llc-dba-evanson-asset-management-340506

## Quick answers

**How is Evanson Financial, LLC DBA Evanson Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Evanson Financial, LLC DBA Evanson Asset Management reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**How much does Evanson Financial, LLC DBA Evanson Asset Management charge?**
Its Form ADV Part 2A brochure dated May 11, 2026 states: Hourly rate: $200 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Evanson Financial, LLC DBA Evanson Asset Management registered with the SEC or a state?**
Evanson Financial, LLC DBA Evanson Asset Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340506.

**How much does Evanson Financial, LLC DBA Evanson Asset Management manage?**
Evanson Financial, LLC DBA Evanson Asset Management reports $5,847,124,669 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (99% discretionary).

**What types of clients does Evanson Financial, LLC DBA Evanson Asset Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (847); individuals (other than high net worth individuals) (125); charitable organizations (6).

**Which custodians does Evanson Financial, LLC DBA Evanson Asset Management use?**
Evanson Financial, LLC DBA Evanson Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Evanson Financial, LLC DBA Evanson Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340506

**Does Evanson Financial, LLC DBA Evanson Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated May 11, 2026 says: "Our recommended account minimum is $500,000 although exceptions may be made."

**What changed in Evanson Financial, LLC DBA Evanson Asset Management's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 8 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 11, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our recommended account minimum is $500,000 although exceptions may be made.

- Hourly rate: $200 an hour (Financial Planning Services)

> The hourly rate for Financial Planning Services is $200 per hour with standard plans starting at $800.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,847,124,669
- Discretionary: $5,807,643,689
- Non-discretionary: $39,480,980

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 125 | $68,616,598 |
| High net worth individuals | 847 | $5,737,490,697 |
| Charitable organizations | 6 | $19,250,836 |
| Corporations or other businesses not listed above | 2 | $21,766,538 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, DC, FL, GA, IA, ID, IL, IN, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- evansonasset.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 8 to 4.

### June 2026
- Employees performing advisory functions went from 4 to 8.

### May 2026
- Regulatory assets under management went from $0 to $5,847,124,669.

### April 2026
- Added the business name Evanson Asset Management.
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Evanson Financial, LLC DBA Evanson Asset Management (CRD 340506): Form ADV filing data as of October 2026.