# Eukles Asset Management, LLC

> Eukles Asset Management, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 156649
- Filed as: EUKLES ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156649
- AdvisorCensus page: https://advisorcensus.com/firm/eukles-asset-management-llc-cincinnati-oh-156649

## Quick answers

**How is Eukles Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Eukles Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Eukles Asset Management, LLC located?**
Eukles Asset Management, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Eukles Asset Management, LLC registered with the SEC or a state?**
Eukles Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 156649.

**How much does Eukles Asset Management, LLC manage?**
Eukles Asset Management, LLC reports $341,096,800 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Eukles Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Eukles Asset Management, LLC: Regulatory assets under management: $238,497,399 in the October 2021 data and $341,096,800 in the October 2026 data, up 43%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eukles Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (452); high net worth individuals (18); corporations or other businesses not listed above (2).

**Which custodians does Eukles Asset Management, LLC use?**
Eukles Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Eukles Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156649

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $341,096,800
- Discretionary: $341,096,800
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 452 | $220,302,172 |
| High net worth individuals | 18 | $109,423,619 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $643,779 |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 2 | $10,727,230 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: IN, KY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- euklesam.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $238,497,399 | 6 | March 3, 2021 |
| October 2022 | $278,360,880 | 6 | March 15, 2022 |
| October 2023 | $284,434,253 | 6 | March 21, 2023 |
| October 2024 | $337,221,710 | 6 | March 20, 2024 |
| October 2025 | $364,338,384 | 5 | March 25, 2025 |
| October 2026 | $341,096,800 | 5 | March 20, 2026 |

Regulatory assets under management: $238,497,399 in the October 2021 data and $341,096,800 in the October 2026 data, up 43%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eukles Asset Management, LLC (CRD 156649): Form ADV filing data as of October 2026.