{ "crd_number": 343593, "slug": "ethos-investment-advisory-group-llc-miami-fl-343593", "primary_business_name": "ETHOS INVESTMENT ADVISORY GROUP LLC", "legal_name": "ETHOS INVESTMENT ADVISORY GROUP LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "120-Day Approval", "registration_date": "2026-08-06", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-13", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343593", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/ethos-investment-advisory-group-llc-miami-fl-343593", "display_name": "Ethos Investment Advisory Group LLC", "summary": "Ethos Investment Advisory Group LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.", "citation": "AdvisorCensus. Ethos Investment Advisory Group LLC (CRD 343593): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Ethos Investment Advisory Group LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ethos Investment Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Ethos Investment Advisory Group LLC charge?", "a": "Its Form ADV Part 2A brochure dated August 13, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Ethos Investment Advisory Group LLC located?", "a": "Ethos Investment Advisory Group LLC's principal office is in Miami, FL, according to its Form ADV." }, { "q": "Is Ethos Investment Advisory Group LLC registered with the SEC or a state?", "a": "Ethos Investment Advisory Group LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343593." }, { "q": "How much does Ethos Investment Advisory Group LLC manage?", "a": "Ethos Investment Advisory Group LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 13, 2026." }, { "q": "Does Ethos Investment Advisory Group LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343593" }, { "q": "Does Ethos Investment Advisory Group LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 13, 2026 says: \"Ethos generally does not impose a minimum relationship size; however, its services are generally tailored to high-net-worth families and related individuals.\"" }, { "q": "What changed in Ethos Investment Advisory Group LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 13, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.25% to 1% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it)" ], "quotes": [ "Wealth management fees are range from 0.25% to 1.00% annually, based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Ethos generally does not impose a minimum relationship size; however, its services are generally tailored to high-net-worth families and related individuals." ] } ], "values": { "tiers": [], "range_pct": [ 0.25, 1.0 ], "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Wealth management fees are range from 0.25% to 1.00% annually, based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.", "Ethos generally does not impose a minimum relationship size; however, its services are generally tailored to high-net-worth families and related individuals." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ethos-investment-advisory-group-llc-miami-fl-343593.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343593", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }