# Ethos Financial Planning

> Ethos Financial Planning is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 14, 2026.

- CRD: 333162
- Filed as: ETHOS FINANCIAL PLANNING
- Legal name: Ethos Financial Planning LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: February 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333162
- AdvisorCensus page: https://advisorcensus.com/firm/ethos-financial-planning-333162

## Quick answers

**How is Ethos Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Ethos Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ethos Financial Planning registered with the SEC or a state?**
Ethos Financial Planning is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 333162.

**How much does Ethos Financial Planning manage?**
Ethos Financial Planning reports $7,600,000 in regulatory assets under management in its Form ADV filing dated February 14, 2026 (0% discretionary).

**What types of clients does Ethos Financial Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (2).

**Does Ethos Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333162

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,600,000
- Discretionary: $0
- Non-discretionary: $7,600,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $2,730,000 |
| High net worth individuals | 2 | $4,870,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ethosfinancialplan.com
- Facebook @Ethos-Financial-Planning
- Instagram @ethos_cleveland
- LinkedIn @ethos-financial-planning

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ethos Financial Planning (CRD 333162): Form ADV filing data as of October 2026.