# Ethos Capital Group, LLC

> Ethos Capital Group, LLC is a state-registered investment advisory firm in Little Rock, AR, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 149579
- Filed as: ETHOS CAPITAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149579
- AdvisorCensus page: https://advisorcensus.com/firm/ethos-capital-group-llc-little-rock-ar-149579

## Quick answers

**How is Ethos Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ethos Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ethos Capital Group, LLC located?**
Ethos Capital Group, LLC's principal office is in Little Rock, AR, according to its Form ADV.

**Is Ethos Capital Group, LLC registered with the SEC or a state?**
Ethos Capital Group, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 149579.

**How much does Ethos Capital Group, LLC manage?**
Ethos Capital Group, LLC reports $77,585,774 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Ethos Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); high net worth individuals (41).

**Does Ethos Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149579

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $77,585,774
- Discretionary: $77,585,774
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $19,831,038 |
| High net worth individuals | 41 | $57,297,397 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Fewer than 5 | $457,339 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ethoscapitalgroup.com
- Facebook @ETHOSCAPITALGROUP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ethos Capital Group, LLC (CRD 149579): Form ADV filing data as of October 2026.