# Estuary Financial LLC

> Estuary Financial LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 285833
- Filed as: ESTUARY FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285833
- AdvisorCensus page: https://advisorcensus.com/firm/estuary-financial-llc-285833

## Quick answers

**How is Estuary Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Estuary Financial LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Estuary Financial LLC registered with the SEC or a state?**
Estuary Financial LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 285833.

**How much does Estuary Financial LLC manage?**
Estuary Financial LLC reports $14,022,200 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**Does Estuary Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285833

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,022,200
- Discretionary: $14,022,200
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $14,022,200 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- estuaryfinancialllc.com
- estuaryfinancialllc.info
- estuaryfinancialllc.net
- estuaryfinancialllc.org

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Estuary Financial LLC (CRD 285833): Form ADV filing data as of October 2026.