# Essex Ridge Capital Group, LLC

> Essex Ridge Capital Group, LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 145795
- Filed as: ESSEX RIDGE CAPITAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145795
- AdvisorCensus page: https://advisorcensus.com/firm/essex-ridge-capital-group-llc-st-louis-mo-145795

## Quick answers

**How is Essex Ridge Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Essex Ridge Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Essex Ridge Capital Group, LLC charge?**
Its Form ADV Part 2A brochure dated February 11, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Essex Ridge Capital Group, LLC located?**
Essex Ridge Capital Group, LLC's principal office is in St. Louis, MO, according to its Form ADV.

**Is Essex Ridge Capital Group, LLC registered with the SEC or a state?**
Essex Ridge Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 145795.

**How much does Essex Ridge Capital Group, LLC manage?**
Essex Ridge Capital Group, LLC reports $146,264,395 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**How have Essex Ridge Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Essex Ridge Capital Group, LLC: Regulatory assets under management: $136,179,469 in the October 2021 data and $146,264,395 in the October 2026 data, up 7%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Essex Ridge Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7).

**Does Essex Ridge Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145795

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Asset-based fee: 1% of assets a year

> The annual fee for high net worth individual and other institutional accounts is typically 1.00% of assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $146,264,395
- Discretionary: $146,264,395
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 7 | $146,264,395 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $136,179,469 | 2 | March 16, 2021 |
| October 2022 | $151,609,524 | 2 | March 24, 2022 |
| October 2023 | $128,834,835 | 2 | March 14, 2023 |
| October 2024 | $143,841,895 | 2 | March 7, 2024 |
| October 2025 | $137,376,843 | 2 | February 18, 2025 |
| October 2026 | $146,264,395 | 2 | February 11, 2026 |

Regulatory assets under management: $136,179,469 in the October 2021 data and $146,264,395 in the October 2026 data, up 7%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Essex Ridge Capital Group, LLC (CRD 145795): Form ADV filing data as of October 2026.