# Essex Asset Advisors Inc.

> Essex Asset Advisors Inc. is a state-registered investment advisory firm in Ivoryton, CT, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 164076
- Filed as: ESSEX ASSET ADVISORS INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ivoryton, CT
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/164076
- AdvisorCensus page: https://advisorcensus.com/firm/essex-asset-advisors-inc-ivoryton-ct-164076

## Quick answers

**How is Essex Asset Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Essex Asset Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Essex Asset Advisors Inc. located?**
Essex Asset Advisors Inc.'s principal office is in Ivoryton, CT, according to its Form ADV.

**Is Essex Asset Advisors Inc. registered with the SEC or a state?**
Essex Asset Advisors Inc. is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 164076.

**How much does Essex Asset Advisors Inc. manage?**
Essex Asset Advisors Inc. reports $42,300,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**What types of clients does Essex Asset Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Essex Asset Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164076

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $42,300,000
- Discretionary: $42,300,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $42,300,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [essexassetadvisors.com](https://essexassetadvisors.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Essex Asset Advisors Inc. (CRD 164076): Form ADV filing data as of October 2026.