# Erickson Financial Group, LLC

> Erickson Financial Group, LLC is an SEC-registered investment advisory firm in Allentown, PA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 299818
- Filed as: ERICKSON FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Allentown, PA
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299818
- AdvisorCensus page: https://advisorcensus.com/firm/erickson-financial-group-llc-allentown-pa-299818

## Quick answers

**How is Erickson Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Erickson Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Erickson Financial Group, LLC located?**
Erickson Financial Group, LLC's principal office is in Allentown, PA, according to its Form ADV.

**Is Erickson Financial Group, LLC registered with the SEC or a state?**
Erickson Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299818.

**How much does Erickson Financial Group, LLC manage?**
Erickson Financial Group, LLC reports $198,863,722 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (98% discretionary).

**How have Erickson Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Erickson Financial Group, LLC: Regulatory assets under management: $115,260,426 in the October 2021 data and $198,863,722 in the October 2026 data, up 73%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Erickson Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (171); high net worth individuals (89).

**Which custodians does Erickson Financial Group, LLC use?**
Erickson Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Erickson Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299818

**Does Erickson Financial Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 26, 2026 says: "Erickson Financial does not require a minimum size to establish an advisory relationship."

**What changed in Erickson Financial Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $169,212,484 to $198,863,722 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026)

- Account minimum: None

> Erickson Financial does not require a minimum size to establish an advisory relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $198,863,722
- Discretionary: $194,226,870
- Non-discretionary: $4,636,852

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 171 | $33,758,292 |
| High net worth individuals | 89 | $161,766,894 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,236,323 |
| Corporations or other businesses not listed above | Fewer than 5 | $102,213 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ericksonfinancialgroup.com
- LinkedIn @erickson-financial-group
- X @EricksonFinGrp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $115,260,426 | 4 | March 12, 2021 |
| October 2022 | $135,880,099 | 4 | April 18, 2022 |
| October 2023 | $113,920,345 | 4 | August 25, 2023 |
| October 2024 | $146,639,746 | 4 | March 25, 2024 |
| October 2025 | $169,212,484 | 4 | July 30, 2025 |
| October 2026 | $198,863,722 | 6 | February 26, 2026 |

Regulatory assets under management: $115,260,426 in the October 2021 data and $198,863,722 in the October 2026 data, up 73%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $169,212,484 to $198,863,722 (+18%).

### January 2026
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Erickson Financial Group, LLC (CRD 299818): Form ADV filing data as of October 2026.