# ERG Asset Management LLC

> ERG Asset Management LLC is a state-registered investment advisory firm in Norwalk, CT, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 3, 2025.

- CRD: 161694
- Filed as: ERG ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Norwalk, CT
- Filing period: October 2026
- Form ADV filing dated: April 3, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/161694
- AdvisorCensus page: https://advisorcensus.com/firm/erg-asset-management-llc-norwalk-ct-161694

## Quick answers

**How is ERG Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ERG Asset Management LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ERG Asset Management LLC located?**
ERG Asset Management LLC's principal office is in Norwalk, CT, according to its Form ADV.

**Is ERG Asset Management LLC registered with the SEC or a state?**
ERG Asset Management LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 161694.

**How much does ERG Asset Management LLC manage?**
ERG Asset Management LLC reports $7,995,674 in regulatory assets under management in its Form ADV filing dated April 3, 2025 (0% discretionary).

**What types of clients does ERG Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does ERG Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/161694

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,995,674
- Discretionary: $0
- Non-discretionary: $7,995,674

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $7,995,674 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ergassetmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ERG Asset Management LLC (CRD 161694): Form ADV filing data as of October 2026.