# Equus Capital Partners, Ltd.

> Equus Capital Partners, Ltd. is an SEC-registered investment advisory firm in Newtown Square, PA, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 158719
- Filed as: EQUUS CAPITAL PARTNERS, LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newtown Square, PA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158719
- AdvisorCensus page: https://advisorcensus.com/firm/equus-capital-partners-ltd-newtown-square-pa-158719

## Quick answers

**How is Equus Capital Partners, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Equus Capital Partners, Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Equus Capital Partners, Ltd. located?**
Equus Capital Partners, Ltd.'s principal office is in Newtown Square, PA, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Equus Capital Partners, Ltd. registered with the SEC or a state?**
Equus Capital Partners, Ltd. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158719.

**How much does Equus Capital Partners, Ltd. manage?**
Equus Capital Partners, Ltd. reports $1,739,721,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (90% discretionary).

**How have Equus Capital Partners, Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Equus Capital Partners, Ltd.: Regulatory assets under management: $1,046,312,000 in the October 2021 data and $1,739,721,000 in the October 2026 data, up 66%. Total employees: 98 in October 2021 and 133 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Equus Capital Partners, Ltd. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does Equus Capital Partners, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158719

**What changed in Equus Capital Partners, Ltd.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 41 to 43.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,739,721,000
- Discretionary: $1,573,965,000
- Non-discretionary: $165,756,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $1,739,721,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 133 total, 43 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Delray Beach, FL
- Falls Church, VA
- Marina del Ray, CA
- Raleigh, NC
- Roswell, GA
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- equuspartners.com
- LinkedIn @equus-capital-partners-ltd-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,046,312,000 | 98 | March 31, 2021 |
| October 2022 | $1,526,514,313 | 140 | March 31, 2022 |
| October 2023 | $1,828,451,000 | 96 | March 31, 2023 |
| October 2024 | $1,784,049,000 | 96 | April 15, 2024 |
| October 2025 | $1,768,235,319 | 131 | March 28, 2025 |
| October 2026 | $1,739,721,000 | 133 | March 30, 2026 |

Regulatory assets under management: $1,046,312,000 in the October 2021 data and $1,739,721,000 in the October 2026 data, up 66%.
Total employees: 98 in October 2021 and 133 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 41 to 43.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Equus Capital Partners, Ltd. (CRD 158719): Form ADV filing data as of October 2026.