{ "crd_number": 289299, "slug": "equityzen-advisors-llc-new-york-ny-289299", "primary_business_name": "EQUITYZEN ADVISORS LLC", "legal_name": "EQUITYZEN ADVISORS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2017-07-26", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 3, "states_registered": [], "websites": [ "https://boards.greenhouse.io/equityzen", "https://builtinnyc.com/company/equityzen", "https://equityzen.com", "https://facebook.com/EQUITYZEN", "https://indeed.com/cmp/Equityzen-2", "https://instagram.com/equityzen_", "https://linkedin.com/company/equityzen", "https://vimeo.com/equityzen", "https://wellfound.com/company/EQUITYZEN", "https://x.com/equityzen", "https://youtube.com/c/EquityZenNewYork" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289299", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/equityzen-advisors-llc-new-york-ny-289299", "display_name": "Equityzen Advisors LLC", "summary": "Equityzen Advisors LLC is an exempt reporting adviser in New York, NY, filing reports since 2017. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. Equityzen Advisors LLC (CRD 289299): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is Equityzen Advisors LLC located?", "a": "Equityzen Advisors LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "How does Equityzen Advisors LLC report to regulators?", "a": "Equityzen Advisors LLC is an exempt reporting adviser, filing reports since 2017. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 289299." }, { "q": "Does Equityzen Advisors LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289299" }, { "q": "What changed in Equityzen Advisors LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.D(2), 11.D(4), 11.G). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.D(2), 11.D(4), 11.G).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/equityzen-advisors-llc-new-york-ny-289299.md", "clients": [], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289299", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }