# Equity Management, Inc.

> Equity Management, Inc. is a state-registered investment advisory firm, registered since 1992, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2025.

- CRD: 116728
- Filed as: EQUITY MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116728
- AdvisorCensus page: https://advisorcensus.com/firm/equity-management-inc-116728

## Quick answers

**How is Equity Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Equity Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Equity Management, Inc. registered with the SEC or a state?**
Equity Management, Inc. is a state-registered investment advisory firm, registered since 1992. Status as filed: APPROVED. CRD 116728.

**How much does Equity Management, Inc. manage?**
Equity Management, Inc. reports $10,437,488 in regulatory assets under management in its Form ADV filing dated March 25, 2025 (94% discretionary).

**What types of clients does Equity Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14); high net worth individuals (1).

**Does Equity Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116728

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $10,437,488
- Discretionary: $9,770,598
- Non-discretionary: $666,890

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $666,890 |
| High net worth individuals | 1 | $9,770,598 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Market timing services

### Firm details
- Registered since: 1992 (33 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Equity Management, Inc. (CRD 116728): Form ADV filing data as of October 2026.