# Equitable Investment Management Group, LLC

> Equitable Investment Management Group, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 156933
- Filed as: EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156933
- AdvisorCensus page: https://advisorcensus.com/firm/equitable-investment-management-group-llc-new-york-ny-156933

## Quick answers

**How is Equitable Investment Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Equitable Investment Management Group, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Equitable Investment Management Group, LLC located?**
Equitable Investment Management Group, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Equitable Investment Management Group, LLC registered with the SEC or a state?**
Equitable Investment Management Group, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156933.

**How much does Equitable Investment Management Group, LLC manage?**
Equitable Investment Management Group, LLC reports $167,153,305,419 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Equitable Investment Management Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Equitable Investment Management Group, LLC: Regulatory assets under management: $174,367,902,660 in the October 2021 data and $167,153,305,419 in the October 2026 data, down 4%. Total employees: 70 in October 2021 and 67 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Equitable Investment Management Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); investment companies (1).

**Does Equitable Investment Management Group, LLC report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156933

**What changed in Equitable Investment Management Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $167,153,305,419
- Discretionary: $167,153,305,419
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $166,944,182,033 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $209,123,386 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 67 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, SC
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156933

### Websites listed on Form ADV (Item 1.I)
- [equitable-funds.com](https://equitable-funds.com)
- [equitable.com](https://equitable.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $174,367,902,660 | 70 | August 2, 2021 |
| October 2022 | $186,437,153,088 | 70 | March 29, 2022 |
| October 2023 | $143,549,380,883 | 62 | August 14, 2023 |
| October 2024 | $156,506,909,126 | 63 | March 28, 2024 |
| October 2025 | $162,571,777,386 | 69 | March 28, 2025 |
| October 2026 | $167,153,305,419 | 67 | March 27, 2026 |

Regulatory assets under management: $174,367,902,660 in the October 2021 data and $167,153,305,419 in the October 2026 data, down 4%.
Total employees: 70 in October 2021 and 67 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Equitable Investment Management Group, LLC (CRD 156933): Form ADV filing data as of October 2026.