# Equinum, LLC

> Equinum, LLC is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 304350
- Filed as: EQUINUM, LLC
- Also doing business as: EQUINUM WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304350
- AdvisorCensus page: https://advisorcensus.com/firm/equinum-llc-brooklyn-ny-304350

## Quick answers

**How is Equinum, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Equinum, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Equinum, LLC located?**
Equinum, LLC's principal office is in Brooklyn, NY, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Equinum, LLC registered with the SEC or a state?**
Equinum, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304350.

**How much does Equinum, LLC manage?**
Equinum, LLC reports $566,026,178 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (96% discretionary).

**How have Equinum, LLC's assets and staff changed since 2021?**
In the Form ADV data for Equinum, LLC: Regulatory assets under management: $148,023,425 in the October 2021 data and $566,026,178 in the October 2026 data, up 282%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Equinum, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (54); charitable organizations (38).

**Which custodians does Equinum, LLC use?**
Equinum, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Equinum, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304350

**What changed in Equinum, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $396,653,120 to $566,026,178 (+43%). Added an office in Lakewood, NJ. Added an office in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $566,026,178
- Discretionary: $541,488,327
- Non-discretionary: $24,537,851

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $29,183,094 |
| High net worth individuals | 92 | $259,249,700 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $36,211,546 |
| Charitable organizations | 38 | $224,075,633 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 9 | $17,306,205 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Lakewood, NJ
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [equinum.com](https://equinum.com)
- LinkedIn @26200443
- LinkedIn @aron-pinson-cfa-75390a167
- LinkedIn @jacob-halberstam-77662915b
- LinkedIn @mendel-lerman-a03373174
- LinkedIn @sheldon-steuer-856aa498
- X @microfundy

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $148,023,425 | 6 | February 22, 2021 |
| October 2022 | $337,993,259 | 5 | April 27, 2022 |
| October 2023 | $342,431,988 | 6 | August 21, 2023 |
| October 2024 | $349,729,972 | 6 | February 21, 2024 |
| October 2025 | $396,653,120 | 6 | April 29, 2025 |
| October 2026 | $566,026,178 | 5 | April 14, 2026 |

Regulatory assets under management: $148,023,425 in the October 2021 data and $566,026,178 in the October 2026 data, up 282%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $396,653,120 to $566,026,178 (+43%).
- Added an office in Lakewood, NJ.
- Added an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Equinum, LLC (CRD 304350): Form ADV filing data as of October 2026.