# Equilibrium Ventures, LLC

> Equilibrium Ventures, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 309164
- Filed as: EQUILIBRIUM VENTURES, LLC
- Also doing business as: EQUI, TOWARDS EQUILIBRIUM
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309164
- AdvisorCensus page: https://advisorcensus.com/firm/equilibrium-ventures-llc-new-york-ny-309164

## Quick answers

**How is Equilibrium Ventures, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Equilibrium Ventures, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Equilibrium Ventures, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Equilibrium Ventures, LLC located?**
Equilibrium Ventures, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Equilibrium Ventures, LLC registered with the SEC or a state?**
Equilibrium Ventures, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 309164.

**How much does Equilibrium Ventures, LLC manage?**
Equilibrium Ventures, LLC reports $134,158,615 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Equilibrium Ventures, LLC's assets and staff changed since 2023?**
In the Form ADV data for Equilibrium Ventures, LLC: Regulatory assets under management: $121,799,021 in the October 2023 data and $134,158,615 in the October 2026 data, up 10%. Total employees: 7 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Equilibrium Ventures, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5); high net worth individuals (3).

**Which custodians does Equilibrium Ventures, LLC use?**
Equilibrium Ventures, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Equilibrium Ventures, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309164

**What changed in Equilibrium Ventures, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it)

> EQV charges (or expects to charge) an annual asset-based fee ranging from 0.25% to 1% based on the client’s assets under management (“AUM”) as valued by the custodian.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $134,158,615
- Discretionary: $134,158,615
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $207,162 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $133,951,453 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Austin, TX

### Websites listed on Form ADV (Item 1.I)
- equi.com
- Facebook facebook.com
- LinkedIn @joinequi
- X @Join_Equi
- YouTube @UCFSg6LR84oZVVyTiFO566Ag

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $121,799,021 | 7 | September 11, 2023 |
| October 2024 | $141,495,854 | 19 | September 23, 2024 |
| October 2025 | $137,313,566 | 11 | March 31, 2025 |
| October 2026 | $134,158,615 | 6 | March 26, 2026 |

Regulatory assets under management: $121,799,021 in the October 2023 data and $134,158,615 in the October 2026 data, up 10%.
Total employees: 7 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 4.

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Equilibrium Ventures, LLC (CRD 309164): Form ADV filing data as of October 2026.