{
  "crd_number": 111990,
  "slug": "epsilon-financial-group-inc-fairfield-ca-111990",
  "primary_business_name": "EPSILON FINANCIAL GROUP, INC.",
  "legal_name": "EPSILON FINANCIAL GROUP, INC.",
  "dbas": [],
  "city": "Fairfield",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "46700",
  "metro": {
    "cbsa_code": "46700",
    "common_name": "Vallejo",
    "msa_name": "Vallejo, CA",
    "path": "/advisors/ca/vallejo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2003-10-24",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-06-29",
  "carried_forward": false,
  "raum_total": 626099465.0,
  "raum_discretionary": 612762793.0,
  "raum_non_discretionary": 13336672.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 8,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": 88305843.0,
      "count": 264
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 2696472.0,
      "count": 2
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 514630391.0,
      "count": 164
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 20466759.0,
      "count": 4
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "ID",
    "NV",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://epsilonfg.com",
    "https://facebook.com/epsilonfg",
    "https://linkedin.com/company/epsilon-financial-group"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111990",
  "city_as_filed": "FAIRFIELD",
  "url": "https://advisorcensus.com/firm/epsilon-financial-group-inc-fairfield-ca-111990",
  "display_name": "Epsilon Financial Group, Inc.",
  "summary": "Epsilon Financial Group, Inc. is an SEC-registered investment advisory firm in Fairfield, CA, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.",
  "citation": "AdvisorCensus. Epsilon Financial Group, Inc. (CRD 111990): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Epsilon Financial Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Epsilon Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Epsilon Financial Group, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated June 29, 2026 states: Hourly rate: $300 an hour (Project fees). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Epsilon Financial Group, Inc. located?",
      "a": "Epsilon Financial Group, Inc.'s principal office is in Fairfield, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Epsilon Financial Group, Inc. registered with the SEC or a state?",
      "a": "Epsilon Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 111990."
    },
    {
      "q": "How much does Epsilon Financial Group, Inc. manage?",
      "a": "Epsilon Financial Group, Inc. reports $626,099,465 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (98% discretionary)."
    },
    {
      "q": "How have Epsilon Financial Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Epsilon Financial Group, Inc.: Regulatory assets under management: $415,369,766 in the October 2021 data and $626,099,465 in the October 2026 data, up 51%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Epsilon Financial Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (264); high net worth individuals (164); corporations or other businesses not listed above (4)."
    },
    {
      "q": "Which custodians does Epsilon Financial Group, Inc. use?",
      "a": "Epsilon Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Epsilon Financial Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111990"
    },
    {
      "q": "Does Epsilon Financial Group, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 29, 2026 says: \"EFG has a minimum account size for new accounts of $250,000. Accounts below the stated minimum may be accepted on an individual basis at the discretion of EFG.\""
    },
    {
      "q": "What changed in Epsilon Financial Group, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $554,131,384 to $626,099,465 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 415369766.0,
      "total_employees": 7,
      "filing_date": "2021-08-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 468298226.0,
      "total_employees": 8,
      "filing_date": "2022-03-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 466001259.0,
      "total_employees": 8,
      "filing_date": "2023-09-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 558995143.0,
      "total_employees": 8,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 554131384.0,
      "total_employees": 8,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 626099465.0,
      "total_employees": 8,
      "filing_date": "2026-06-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $554,131,384 to $626,099,465 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 29, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (Project fees)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "EFG has a minimum account size for new accounts of $250,000. Accounts below the stated minimum may be accepted on an individual basis at the discretion of EFG."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (Project fees)"
        ],
        "quotes": [
          "Project fees are charged based on the complexity of the work to be done. We use several methods: 1) based on an hourly rate of $300"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Project fees"
        }
      ]
    },
    "quotes": [
      "EFG has a minimum account size for new accounts of $250,000. Accounts below the stated minimum may be accepted on an individual basis at the discretion of EFG.",
      "Project fees are charged based on the complexity of the work to be done. We use several methods: 1) based on an hourly rate of $300"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/epsilon-financial-group-inc-fairfield-ca-111990.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 264,
      "fewer_than_5": false,
      "raum": 88305843.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 164,
      "fewer_than_5": false,
      "raum": 514630391.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 2696472.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": false,
      "raum": 20466759.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111990",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}