# Epogee Capital Management, LLC

> Epogee Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 330816
- Filed as: EPOGEE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330816
- AdvisorCensus page: https://advisorcensus.com/firm/epogee-capital-management-llc-330816

## Quick answers

**How is Epogee Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Epogee Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Epogee Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $5,000,000: 1% a year; Above $5,000,000.01: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Epogee Capital Management, LLC registered with the SEC or a state?**
Epogee Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: 120-Day Approval. CRD 330816.

**How much does Epogee Capital Management, LLC manage?**
Epogee Capital Management, LLC reports $71,762,282 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (8% discretionary).

**How have Epogee Capital Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Epogee Capital Management, LLC: Regulatory assets under management: $0 in the October 2024 data and $71,762,282 in the October 2026 data. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Epogee Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3); charitable organizations (1).

**Which custodians does Epogee Capital Management, LLC use?**
Epogee Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Epogee Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330816

**Does Epogee Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "There is no account minimum for any of ECM’s services."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Up to $5,000,000: 1% a year
- Above $5,000,000.01: 0.75% a year

> $0 - $5,000,000.00 1.00% $5,000,000.01 and up .75%

> These fees are negotiable and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract.

- Account minimum: None

> There is no account minimum for any of ECM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $71,762,282
- Discretionary: $6,037,471
- Non-discretionary: $65,724,811

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $56,234,654 |
| Charitable organizations | 1 | $15,527,628 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- epogeecapital.com
- LinkedIn @epogee-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | July 11, 2024 |
| October 2025 | $68,008,278 | 2 | March 28, 2025 |
| October 2026 | $71,762,282 | 2 | March 27, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $71,762,282 in the October 2026 data.
Total employees: 1 in October 2024 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Epogee Capital Management, LLC (CRD 330816): Form ADV filing data as of October 2026.