{
  "crd_number": 330816,
  "slug": "epogee-capital-management-llc-330816",
  "primary_business_name": "EPOGEE CAPITAL MANAGEMENT, LLC",
  "legal_name": "EPOGEE CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2024-05-15",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 71762282.0,
  "raum_discretionary": 6037471.0,
  "raum_non_discretionary": 65724811.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 15527628.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 56234654.0,
      "count": 3
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "MA"
  ],
  "websites": [
    "https://epogeecapital.com",
    "https://linkedin.com/company/epogee-capital"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330816",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/epogee-capital-management-llc-330816",
  "display_name": "Epogee Capital Management, LLC",
  "summary": "Epogee Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Epogee Capital Management, LLC (CRD 330816): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Epogee Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Epogee Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Epogee Capital Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $5,000,000: 1% a year; Above $5,000,000.01: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Epogee Capital Management, LLC registered with the SEC or a state?",
      "a": "Epogee Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: 120-Day Approval. CRD 330816."
    },
    {
      "q": "How much does Epogee Capital Management, LLC manage?",
      "a": "Epogee Capital Management, LLC reports $71,762,282 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (8% discretionary)."
    },
    {
      "q": "How have Epogee Capital Management, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Epogee Capital Management, LLC: Regulatory assets under management: $0 in the October 2024 data and $71,762,282 in the October 2026 data. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Epogee Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (3); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Epogee Capital Management, LLC use?",
      "a": "Epogee Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Epogee Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330816"
    },
    {
      "q": "Does Epogee Capital Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"There is no account minimum for any of ECM’s services.\""
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2024-07-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 68008278.0,
      "total_employees": 2,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 71762282.0,
      "total_employees": 2,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $5,000,000.01",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $5,000,000: 1% a year",
          "Above $5,000,000.01: 0.75% a year"
        ],
        "quotes": [
          "$0 - $5,000,000.00 1.00%\n$5,000,000.01 and up .75%",
          "These fees are negotiable and the final fee schedule is attached as Exhibit  II of the Investment Advisory Contract."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no account minimum for any of ECM’s services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 5000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 5000000.01,
          "max": null,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "$0 - $5,000,000.00 1.00%\n$5,000,000.01 and up .75%",
      "These fees are negotiable and the final fee schedule is attached as Exhibit  II of the Investment Advisory Contract.",
      "There is no account minimum for any of ECM’s services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/epogee-capital-management-llc-330816.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 3,
      "fewer_than_5": false,
      "raum": 56234654.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 15527628.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330816",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}