# Epoch Capital, US

> Epoch Capital, US is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 315254
- Filed as: EPOCH CAPITAL, US
- Legal name: Epoch Capital, US, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315254
- AdvisorCensus page: https://advisorcensus.com/firm/epoch-capital-us-new-york-ny-315254

## Quick answers

**How is Epoch Capital, US compensated?**
On its Form ADV (Item 5.E, October 2026), Epoch Capital, US reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Epoch Capital, US located?**
Epoch Capital, US' principal office is in New York, NY, according to its Form ADV.

**Is Epoch Capital, US registered with the SEC or a state?**
Epoch Capital, US is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315254.

**How much does Epoch Capital, US manage?**
Epoch Capital, US reports $978,536,152 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**How have Epoch Capital, US' assets and staff changed since 2021?**
In the Form ADV data for Epoch Capital, US: Regulatory assets under management: $25,000,000 in the October 2021 data and $978,536,152 in the October 2026 data, up 3814%. Total employees: 15 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Epoch Capital, US serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does Epoch Capital, US report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315254

**What changed in Epoch Capital, US' recent Form ADV filings?**
In the October 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(2)). Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $366,074,037 to $978,536,152 (+167%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $978,536,152
- Discretionary: $978,536,152
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $978,536,152 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 12 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315254

### Websites listed on Form ADV (Item 1.I)
- Instagram @epoch.capital
- LinkedIn @epoch-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $25,000,000 | 15 | June 16, 2021 |
| October 2022 | $123,337,346 | 16 | September 30, 2022 |
| October 2023 | $138,378,397 | 16 | September 28, 2023 |
| October 2024 | $112,325,969 | 16 | September 26, 2024 |
| October 2025 | $112,325,969 | 16 | September 26, 2024 |
| October 2026 | $978,536,152 | 12 | September 28, 2026 |

Regulatory assets under management: $25,000,000 in the October 2021 data and $978,536,152 in the October 2026 data, up 3814%.
Total employees: 15 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(2)).
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $366,074,037 to $978,536,152 (+167%).

### July 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $112,325,969 to $366,074,037 (+226%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Epoch Capital, US (CRD 315254): Form ADV filing data as of October 2026.