{
  "crd_number": 314365,
  "slug": "envision-financial-llc-brookfield-wi-314365",
  "primary_business_name": "ENVISION FINANCIAL LLC",
  "legal_name": "ENVISION FINANCIAL LLC",
  "dbas": [],
  "city": "Brookfield",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "33340",
  "metro": {
    "cbsa_code": "33340",
    "common_name": "Milwaukee",
    "msa_name": "Milwaukee-Waukesha, WI",
    "path": "/advisors/wi/milwaukee"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-24",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": 352921514.0,
  "raum_discretionary": 352921514.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3158108.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 349763406.0,
      "count": 125
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IL",
    "WI"
  ],
  "websites": [
    "https://envisionfinancial-llc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314365",
  "city_as_filed": "BROOKFIELD",
  "url": "https://advisorcensus.com/firm/envision-financial-llc-brookfield-wi-314365",
  "display_name": "Envision Financial LLC",
  "summary": "Envision Financial LLC is an SEC-registered investment advisory firm in Brookfield, WI, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.",
  "citation": "AdvisorCensus. Envision Financial LLC (CRD 314365): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Envision Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Envision Financial LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Envision Financial LLC located?",
      "a": "Envision Financial LLC's principal office is in Brookfield, WI, according to its Form ADV."
    },
    {
      "q": "Is Envision Financial LLC registered with the SEC or a state?",
      "a": "Envision Financial LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314365."
    },
    {
      "q": "How much does Envision Financial LLC manage?",
      "a": "Envision Financial LLC reports $352,921,514 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Envision Financial LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Envision Financial LLC: Regulatory assets under management: $125,707,836 in the October 2021 data and $352,921,514 in the October 2026 data, up 181%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Envision Financial LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (125)."
    },
    {
      "q": "Which custodians does Envision Financial LLC use?",
      "a": "Envision Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Envision Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314365"
    },
    {
      "q": "Does Envision Financial LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 says: \"Envision is generally targeting Client relationships with a minimum of $1,000,000 of marketable assets under management.\""
    },
    {
      "q": "What changed in Envision Financial LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $251,993,929 to $352,921,514 (+40%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 125707836.0,
      "total_employees": 2,
      "filing_date": "2021-08-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 130766254.0,
      "total_employees": 2,
      "filing_date": "2022-02-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 129010115.0,
      "total_employees": 3,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 227610429.0,
      "total_employees": 4,
      "filing_date": "2024-07-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 251993929.0,
      "total_employees": 5,
      "filing_date": "2025-02-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 352921514.0,
      "total_employees": 5,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $251,993,929 to $352,921,514 (+40%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 3, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Envision is generally targeting Client relationships with a minimum of $1,000,000 of marketable assets under management."
        ]
      }
    ],
    "quotes": [
      "Envision is generally targeting Client relationships with a minimum of $1,000,000 of marketable assets under management."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/envision-financial-llc-brookfield-wi-314365.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 125,
      "fewer_than_5": false,
      "raum": 349763406.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 3158108.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314365",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}