{ "crd_number": 160833, "slug": "enterprise-investors-new-york-ny-160833", "primary_business_name": "ENTERPRISE INVESTORS", "legal_name": "ENTERPRISE INVESTORS CORPORATION", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 1259681720.0, "raum_discretionary": 1259681720.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 36, "advisory_employees": 24, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1259681720.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://ei.com.pl", "https://linkedin.com/company/enterprise-investors" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160833", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/enterprise-investors-new-york-ny-160833", "display_name": "Enterprise Investors", "summary": "Enterprise Investors is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Enterprise Investors (CRD 160833): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Enterprise Investors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Enterprise Investors reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Enterprise Investors located?", "a": "Enterprise Investors' principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Enterprise Investors registered with the SEC or a state?", "a": "Enterprise Investors is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160833." }, { "q": "How much does Enterprise Investors manage?", "a": "Enterprise Investors reports $1,259,681,720 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)." }, { "q": "How have Enterprise Investors' assets and staff changed since 2021?", "a": "In the Form ADV data for Enterprise Investors: Regulatory assets under management: $860,365,624 in the October 2021 data and $1,259,681,720 in the October 2026 data, up 46%. Total employees: 39 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Enterprise Investors serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Enterprise Investors report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160833" }, { "q": "Does Enterprise Investors state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Subject to applicable regulatory requirements (if any), in general, there is no minimum investment commitment required of a limited partner to participate in an EI Fund.\"" }, { "q": "What changed in Enterprise Investors' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 26 to 24." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 860365624.0, "total_employees": 39, "filing_date": "2021-07-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 824461923.0, "total_employees": 39, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1264036151.0, "total_employees": 37, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1606346360.0, "total_employees": 39, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1183954789.0, "total_employees": 39, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1259681720.0, "total_employees": 36, "filing_date": "2026-03-24" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 26 to 24." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 24, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Subject to applicable regulatory requirements (if any), in general, there is no minimum investment commitment required of a limited partner to participate in an EI Fund." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Subject to applicable regulatory requirements (if any), in general, there is no minimum investment commitment required of a limited partner to participate in an EI Fund." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/enterprise-investors-new-york-ny-160833.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 1259681720.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160833", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }