# Englebert Financial Advisers, LLC > Englebert Financial Advisers, LLC is an SEC-registered investment advisory firm in Allentown, PA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026. - CRD: 300568 - Filed as: ENGLEBERT FINANCIAL ADVISERS, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Allentown, PA - Filing period: October 2026 - Form ADV filing dated: June 18, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300568 - AdvisorCensus page: https://advisorcensus.com/firm/englebert-financial-advisers-llc-allentown-pa-300568 ## Quick answers **How is Englebert Financial Advisers, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Englebert Financial Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **How much does Englebert Financial Advisers, LLC charge?** Its Form ADV Part 2A brochure dated June 18, 2026 states: Hourly rate: $250 an hour (financial assessment and/or general consulting services); Flat fee: $2,000 to $75,000 (Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Englebert Financial Advisers, LLC located?** Englebert Financial Advisers, LLC's principal office is in Allentown, PA, according to its Form ADV. **Is Englebert Financial Advisers, LLC registered with the SEC or a state?** Englebert Financial Advisers, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 300568. **How much does Englebert Financial Advisers, LLC manage?** Englebert Financial Advisers, LLC reports $156,618,612 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary). **How have Englebert Financial Advisers, LLC's assets and staff changed since 2024?** In the Form ADV data for Englebert Financial Advisers, LLC: Regulatory assets under management: $125,161,376 in the October 2024 data and $156,618,612 in the October 2026 data, up 25%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Englebert Financial Advisers, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (235); high net worth individuals (29); state or municipal government entities (including government pension plans) (23). **Which custodians does Englebert Financial Advisers, LLC use?** Englebert Financial Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Newedge Securities, LLC as custodians holding 10% or more of its separately managed account assets. **Does Englebert Financial Advisers, LLC report any disciplinary disclosures?** Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300568 **Does Englebert Financial Advisers, LLC state an account minimum?** Its Form ADV Part 2A brochure dated June 18, 2026 says: "There is currently no minimum account size or any requirements to open or maintain an account." ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated June 18, 2026) - Account minimum: None > There is currently no minimum account size or any requirements to open or maintain an account. - Hourly rate: $250 an hour (financial assessment and/or general consulting services) > we offer financial assessment services for a negotiable hourly fee of up to $250 for a financial assessment and/or general consulting services. - Flat fee: $2,000 to $75,000 (Consulting Services) > Fees for Consulting Services are generally charged in full upon completion of the consultation as a fixed fee and vary between $2,000 and $75,000 depending on the scope of the engagement. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. - Newedge Securities, LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $156,618,612 - Discretionary: $156,505,111 - Non-discretionary: $113,501 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 235 | $56,192,554 | | High net worth individuals | 29 | $58,879,954 | | Charitable organizations | 5 | $717,832 | | State or municipal government entities (including government pension plans) | 23 | $32,611,541 | | Corporations or other businesses not listed above | 5 | $8,216,731 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Pension consulting services - Selection of other advisers (including private fund managers) - Educational seminars/workshops ### Firm details - Registered since: 2024 (2 years) - Employees: 3 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: FL, PA, TX, VA - Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300568 ### Websites listed on Form ADV (Item 1.I) - [cenglebert.cardtapp.com](https://cenglebert.cardtapp.com) - [englebertfa.com](https://englebertfa.com) - [englebertfinancialadvisers.com](https://englebertfinancialadvisers.com) - Facebook @CEnglebertRIA - LinkedIn @englebert-financial-advisers - X @CEnglebertRIA - YouTube @englebertfinancialadvisers3030 ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2024 | $125,161,376 | 3 | July 23, 2024 | | October 2025 | $148,912,134 | 4 | April 4, 2025 | | October 2026 | $156,618,612 | 3 | June 18, 2026 | Regulatory assets under management: $125,161,376 in the October 2024 data and $156,618,612 in the October 2026 data, up 25%. Total employees: 3 in October 2024 and 3 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Englebert Financial Advisers, LLC (CRD 300568): Form ADV filing data as of October 2026.