# Endicott Group

> Endicott Group is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 157119
- Filed as: ENDICOTT GROUP
- Legal name: Endicott Management Company
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157119
- AdvisorCensus page: https://advisorcensus.com/firm/endicott-group-new-york-ny-157119

## Quick answers

**How is Endicott Group compensated?**
On its Form ADV (Item 5.E, October 2026), Endicott Group reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Endicott Group located?**
Endicott Group's principal office is in New York, NY, according to its Form ADV.

**Is Endicott Group registered with the SEC or a state?**
Endicott Group is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157119.

**How much does Endicott Group manage?**
Endicott Group reports $50,838,719 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Endicott Group's assets and staff changed since 2021?**
In the Form ADV data for Endicott Group: Regulatory assets under management: $459,784,034 in the October 2021 data and $50,838,719 in the October 2026 data, down 89%. Total employees: 9 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Endicott Group serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Endicott Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157119

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $50,838,719
- Discretionary: $50,838,719
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $50,838,719 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- endicottgp.com
- LinkedIn @the-endicott-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $459,784,034 | 9 | March 30, 2021 |
| October 2022 | $424,694,544 | 11 | March 31, 2022 |
| October 2023 | $47,356,652 | 5 | March 30, 2023 |
| October 2024 | $48,352,870 | 5 | March 26, 2024 |
| October 2025 | $48,737,989 | 5 | March 28, 2025 |
| October 2026 | $50,838,719 | 5 | March 26, 2026 |

Regulatory assets under management: $459,784,034 in the October 2021 data and $50,838,719 in the October 2026 data, down 89%.
Total employees: 9 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Endicott Group (CRD 157119): Form ADV filing data as of October 2026.