# Endicott Capital

> Endicott Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 308447
- Filed as: ENDICOTT CAPITAL
- Legal name: Endicott Capital Management, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/308447
- AdvisorCensus page: https://advisorcensus.com/firm/endicott-capital-new-york-ny-308447

## Quick answers

**How is Endicott Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Endicott Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Endicott Capital located?**
Endicott Capital's principal office is in New York, NY, according to its Form ADV.

**Is Endicott Capital registered with the SEC or a state?**
Endicott Capital is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 308447.

**How much does Endicott Capital manage?**
Endicott Capital reports $452,571,470 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Endicott Capital's assets and staff changed since 2023?**
In the Form ADV data for Endicott Capital: Regulatory assets under management: $350,002,590 in the October 2023 data and $452,571,470 in the October 2026 data, up 29%. Total employees: 13 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Endicott Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Endicott Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/308447

**Does Endicott Capital state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "The Governing Documents of each Fund generally provide for a minimum investment amount (typically $1 million), although such minimums may be waived."

**What changed in Endicott Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The Governing Documents of each Fund generally provide for a minimum investment amount (typically $1 million), although such minimums may be waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $452,571,470
- Discretionary: $452,571,470
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $452,571,470 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 11 total, 9 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- endicottgp.com
- LinkedIn @endicott-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $350,002,590 | 13 | March 30, 2023 |
| October 2024 | $420,594,033 | 13 | March 27, 2024 |
| October 2025 | $476,229,745 | 13 | March 28, 2025 |
| October 2026 | $452,571,470 | 11 | March 26, 2026 |

Regulatory assets under management: $350,002,590 in the October 2023 data and $452,571,470 in the October 2026 data, up 29%.
Total employees: 13 in October 2023 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Endicott Capital (CRD 308447): Form ADV filing data as of October 2026.