{ "crd_number": 283574, "slug": "encompass-advisory-services-llc-katy-tx-283574", "primary_business_name": "ENCOMPASS ADVISORY SERVICES, LLC", "legal_name": "ENCOMPASS ADVISORY SERVICES, LLC", "dbas": [ "EAS", "ENCOMPASS ADVISORY SERVICES" ], "city": "Katy", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-03-10", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-09-17", "carried_forward": false, "raum_total": 121263796.0, "raum_discretionary": 53101036.0, "raum_non_discretionary": 68162760.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 14, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 526443.0, "count": 2, "fewer_than_5": true }, "individuals": { "raum": 69699865.0, "count": 392 }, "high_net_worth_individuals": { "raum": 49871621.0, "count": 33 }, "corporations_other_businesses": { "raum": 1165867.0, "count": 6 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum", "subscription" ], "advisory_activities": [ "educational_seminars", "financial_planning", "periodicals_newsletters", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "IL", "TX" ], "websites": [ "https://easadvice.com", "https://facebook.com/EncompassAdvisoryServices", "https://linkedin.com/company/60063194" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283574", "disclosure_items": [ { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "KATY", "url": "https://advisorcensus.com/firm/encompass-advisory-services-llc-katy-tx-283574", "display_name": "Encompass Advisory Services, LLC", "summary": "Encompass Advisory Services, LLC is an SEC-registered investment advisory firm in Katy, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.", "citation": "AdvisorCensus. Encompass Advisory Services, LLC (CRD 283574): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Subscription fees (for a newsletter or periodical)", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Encompass Advisory Services, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Encompass Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)." }, { "q": "Where is Encompass Advisory Services, LLC located?", "a": "Encompass Advisory Services, LLC's principal office is in Katy, TX, according to its Form ADV." }, { "q": "Is Encompass Advisory Services, LLC registered with the SEC or a state?", "a": "Encompass Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 283574." }, { "q": "How much does Encompass Advisory Services, LLC manage?", "a": "Encompass Advisory Services, LLC reports $121,263,796 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (44% discretionary)." }, { "q": "How have Encompass Advisory Services, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Encompass Advisory Services, LLC: Regulatory assets under management: $102,606,700 in the October 2025 data and $121,263,796 in the October 2026 data, up 18%. Total employees: 11 in October 2025 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Encompass Advisory Services, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (392); high net worth individuals (33); corporations or other businesses not listed above (6)." }, { "q": "Which custodians does Encompass Advisory Services, LLC use?", "a": "Encompass Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Encompass Advisory Services, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283574" }, { "q": "What changed in Encompass Advisory Services, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Registered or notice-filed in IL." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 102606700.0, "total_employees": 11, "filing_date": "2025-05-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 121263796.0, "total_employees": 14, "filing_date": "2026-09-17" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Registered or notice-filed in IL." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $102,606,700 to $121,263,796 (+18%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Altruist Financial LLC", "name_as_filed": "ALTRUIST FINANCIAL LLC", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/encompass-advisory-services-llc-katy-tx-283574.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 392, "fewer_than_5": false, "raum": 69699865.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 33, "fewer_than_5": false, "raum": 49871621.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 2, "fewer_than_5": true, "raum": 526443.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 1165867.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283574", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }