# Empire State Wealth Advisors Inc

> Empire State Wealth Advisors Inc is a state-registered investment advisory firm in New City, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 23, 2025.

- CRD: 335240
- Filed as: EMPIRE STATE WEALTH ADVISORS INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New City, NY
- Filing period: October 2026
- Form ADV filing dated: October 23, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335240
- AdvisorCensus page: https://advisorcensus.com/firm/empire-state-wealth-advisors-inc-new-city-ny-335240

## Quick answers

**How is Empire State Wealth Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Empire State Wealth Advisors Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Empire State Wealth Advisors Inc located?**
Empire State Wealth Advisors Inc's principal office is in New City, NY, according to its Form ADV.

**Is Empire State Wealth Advisors Inc registered with the SEC or a state?**
Empire State Wealth Advisors Inc is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335240.

**How much does Empire State Wealth Advisors Inc manage?**
Empire State Wealth Advisors Inc reports $0 in regulatory assets under management in its Form ADV filing dated October 23, 2025.

**Does Empire State Wealth Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335240

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Empire State Wealth Advisors Inc (CRD 335240): Form ADV filing data as of October 2026.