# Empery Asset Management, LP

> Empery Asset Management, LP is an SEC-registered investment advisory firm in New York City, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 148180
- Filed as: EMPERY ASSET MANAGEMENT, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York City, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148180
- AdvisorCensus page: https://advisorcensus.com/firm/empery-asset-management-lp-new-york-city-ny-148180

## Quick answers

**How is Empery Asset Management, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Empery Asset Management, LP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Empery Asset Management, LP located?**
Empery Asset Management, LP's principal office is in New York City, NY, according to its Form ADV.

**Is Empery Asset Management, LP registered with the SEC or a state?**
Empery Asset Management, LP is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 148180.

**How much does Empery Asset Management, LP manage?**
Empery Asset Management, LP reports $262,490,754 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Empery Asset Management, LP's assets and staff changed since 2021?**
In the Form ADV data for Empery Asset Management, LP: Regulatory assets under management: $571,061,146 in the October 2021 data and $262,490,754 in the October 2026 data, down 54%. Total employees: 9 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Empery Asset Management, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Empery Asset Management, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148180

**What changed in Empery Asset Management, LP's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $170,791,841 to $262,490,754 (+54%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $262,490,754
- Discretionary: $262,490,754
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $262,490,754 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [emperyam.com](https://emperyam.com)
- LinkedIn @10090934

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $571,061,146 | 9 | August 23, 2021 |
| October 2022 | $374,566,754 | 10 | March 29, 2022 |
| October 2023 | $195,165,527 | 6 | March 30, 2023 |
| October 2024 | $136,910,434 | 6 | March 29, 2024 |
| October 2025 | $170,791,841 | 7 | March 28, 2025 |
| October 2026 | $262,490,754 | 6 | March 31, 2026 |

Regulatory assets under management: $571,061,146 in the October 2021 data and $262,490,754 in the October 2026 data, down 54%.
Total employees: 9 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $170,791,841 to $262,490,754 (+54%).

### March 2026
- Employees performing advisory functions went from 4 to 3.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Empery Asset Management, LP (CRD 148180): Form ADV filing data as of October 2026.